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Simplify US Equity PLUS Downside Convexity ETF
SPD

39 hedge funds and large institutions have $71.7M invested in Simplify US Equity PLUS Downside Convexity ETF in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 9 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

10.53% less ownership

Funds ownership: 62% → 51.46% (-11%)

11% less funds holding

Funds holding: 44 → 39 (-5)

47% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 17

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

51% less capital invested

Capital invested by funds: $147M → $71.7M (-$75.1M)

67% less funds holding in top 10

Funds holding in top 10: 3 → 1 (-2)

Holders
39
Holders Change
-5
Holders Change %
-11.36%
% of All Funds
0.62%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.02%
New
3
Increased
9
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OIA
OneDigital Investment Advisors
Kansas
+$2.27M
2
Carson Wealth (CWM LLC)
Carson Wealth (CWM LLC)
Nebraska
+$625K
3
DAS
Dynamic Advisor Solutions
Arizona
+$269K
4
LPL Financial
LPL Financial
California
+$259K
5
OMC
Old Mission Capital
Illinois
+$197K

Top Sellers

1
SAF
Smith Anglin Financial
Texas
-$29.7M
2
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
-$22.8M
3
HighTower Advisors
HighTower Advisors
Illinois
-$15.8M
4
PFG
Pacific Financial Group
Washington
-$6.68M
5
IA
IFP Advisors
Florida
-$3.42M
Name Holding Trade Value Shares
Change 		Change in
Stake
KCM
1
Kathmere Capital Management
Pennsylvania
$25.9M +$89.7K +3,567 +0.4%
OIA
2
OneDigital Investment Advisors
Kansas
$9.41M +$2.27M +90,066 +32%
Carson Wealth (CWM LLC)
3
Carson Wealth (CWM LLC)
Nebraska
$6.34M +$625K +24,858 +11%
RCIM
4
Red Cedar Investment Management
Michigan
$4.69M – – –
HighTower Advisors
5
HighTower Advisors
Illinois
$3.01M -$15.8M -627,456 -84%
AIP
6
Almanack Investment Partners
Pennsylvania
$2.99M -$555K -22,062 -16%
IA
7
IFP Advisors
Florida
$2.93M -$3.42M -136,048 -54%
Cambridge Investment Research Advisors
8
Cambridge Investment Research Advisors
Iowa
$2.8M -$22.8M -904,613 -89%
BW
9
Bison Wealth
Georgia
$1.57M +$60.5K +2,406 +4%
AFP
10
Ausdal Financial Partners
Iowa
$1.45M -$3.52K -140 -0.2%
LPL Financial
11
LPL Financial
California
$1.26M +$259K +10,304 +26%
SPIA
12
Steward Partners Investment Advisory
New York
$1.06M – – –
OMC
13
Old Mission Capital
Illinois
$854K +$197K +7,836 +31%
FEG
14
Financial Enhancement Group
Indiana
$675K -$11.4K -455 -2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$671K +$38K +1,512 +6%
IAS
16
Insigneo Advisory Services
Florida
$607K -$206K -8,210 -26%
Wolverine Trading
17
Wolverine Trading
Illinois
$562K -$59.6K -2,371 -10%
SAF
18
Smith Anglin Financial
Texas
$516K -$29.7M -1,179,255 -98%
AFA
19
Atlas Financial Advisors
California
$494K -$578 -23 -0.1%
PEA
20
Park Edge Advisors
Ohio
$484K – – –
Jane Street
21
Jane Street
New York
$472K -$211K -8,406 -31%
PFS
22
Prospera Financial Services
Texas
$440K -$478K -18,989 -52%
IAA
23
Ironsides Asset Advisors
North Carolina
$430K – – –
EP
24
Eudaimonia Partners
Tennessee
$402K -$1.26K -50 -0.3%
MA
25
Mutual Advisors
Nebraska
$378K +$128K +5,083 +52%
1
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SPD Hedge Fund Activity: Q1 2023 in Review

39 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q1 2023, worth a combined $71.7M — down 51% from $147M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of SPD and 3 opened new positions — a net loss of 3 holders — while 17 trimmed existing stakes and 9 added.

The largest buyer was OneDigital Investment Advisors, adding an estimated $2.27M. The largest seller was Smith Anglin Financial, cutting an estimated $29.7M.

  • 39 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q1 2023, down from 44 in Q4 2022.
  • Funds reported $71.7M of Simplify US Equity PLUS Downside Convexity ETF stock for Q1 2023, down 51% quarter-over-quarter.
  • 3 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q1 2023 and 6 closed out, a net change of -3 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q1 2023 was OneDigital Investment Advisors, an estimated $2.27M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q1 2023 was Smith Anglin Financial, an estimated $29.7M sold.

Based on aggregated 13F filings for Q1 2023.