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Simplify US Equity PLUS Downside Convexity ETF
SPD

35 hedge funds and large institutions have $47M invested in Simplify US Equity PLUS Downside Convexity ETF in 2023 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 9 increasing their positions, 15 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.07% less ownership

Funds ownership: 56.42% → 56.35% (-0.07%)

8% less funds holding

Funds holding: 38 → 35 (-3)

16% less capital invested

Capital invested by funds: $56.1M → $47M (-$9.11M)

25% less first-time investments, than exits

New positions opened: 9 | Existing positions closed: 12

40% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 15

Holders
35
Holders Change
-3
Holders Change %
-7.89%
% of All Funds
0.51%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
9
Reduced
15
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AWM
AE Wealth Management
Kansas
+$9.01M
2
Wells Fargo
Wells Fargo
California
+$2.08M
3
LAS
Lloyd Advisory Services
Georgia
+$1.32M
4
BOSSRA
B.O.S.S. Retirement Advisors
Utah
+$634K
5
OMC
Old Mission Capital
Illinois
+$471K

Top Sellers

1
OIA
OneDigital Investment Advisors
Kansas
-$15.7M
2
AWM
Axxcess Wealth Management
California
-$3.68M
3
AIP
Almanack Investment Partners
Pennsylvania
-$2.63M
4
CF
Clarity Financial
Texas
-$1.25M
5
Wolverine Trading
Wolverine Trading
Illinois
-$641K
Name Holding Trade Value Shares
Change 		Change in
Stake
AWM
1
Axxcess Wealth Management
California
$10M -$3.68M -135,616 -28%
AWM
2
AE Wealth Management
Kansas
$9.77M +$9.01M +331,871 New
Wealth Enhancement Advisory Services
3
Wealth Enhancement Advisory Services
Minnesota
$7.8M -$259K -9,543 -3%
AWM
4
Austin Wealth Management
Texas
$3.48M -$201K -7,401 -6%
Wells Fargo
5
Wells Fargo
California
$2.36M +$2.08M +76,442 +1,335%
LPL Financial
6
LPL Financial
California
$1.52M -$2.04K -75 -0.1%
BW
7
Bison Wealth
Georgia
$1.41M -$233K -8,590 -15%
LAS
8
Lloyd Advisory Services
Georgia
$1.39M +$1.32M +48,540 New
SPIA
9
Steward Partners Investment Advisory
New York
$1.19M – – –
OMC
10
Old Mission Capital
Illinois
$1.03M +$471K +17,342 +95%
IAA
11
Ironsides Asset Advisors
North Carolina
$992K -$184K -6,782 -16%
DAS
12
Dynamic Advisor Solutions
Arizona
$768K +$280K +10,296 +61%
IAS
13
Insigneo Advisory Services
Florida
$682K – – –
HighTower Advisors
14
HighTower Advisors
Illinois
$674K -$119K -4,373 -16%
BOSSRA
15
B.O.S.S. Retirement Advisors
Utah
$671K +$634K +23,343 New
FEG
16
Financial Enhancement Group
Indiana
$542K +$21.2K +781 +4%
PEA
17
Park Edge Advisors
Ohio
$539K -$2.66K -98 -0.5%
GS
18
GTS Securities
New York
$502K +$21.8K +804 +5%
GLR
19
Great Lakes Retirement
Ohio
$371K +$351K +12,910 New
Wolverine Trading
20
Wolverine Trading
Illinois
$261K -$641K -23,614 -72%
KCM
21
Kathmere Capital Management
Pennsylvania
$235K -$43.2K -1,589 -16%
CIAS
22
Capital Investment Advisory Services
North Carolina
$232K +$679 +25 +0.3%
PFA
23
Pathway Financial Advisors
Vermont
$204K +$193K +7,115 New
Qube Research & Technologies (QRT)
24
Qube Research & Technologies (QRT)
United Kingdom
$169K -$4.59K -169 -3%
IA
25
IFP Advisors
Florida
$68.7K -$95.4K -3,511 -59%
1
2

SPD Hedge Fund Activity: Q4 2023 in Review

35 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q4 2023, worth a combined $47M — down 16% from $56.1M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of SPD and 9 opened new positions — a net loss of 3 holders — while 15 trimmed existing stakes and 9 added.

The largest buyer was AE Wealth Management, opening a new position worth an estimated $9.01M. The largest seller was OneDigital Investment Advisors, exiting entirely with an estimated $15.7M sold.

  • 35 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q4 2023, down from 38 in Q3 2023.
  • Funds reported $47M of Simplify US Equity PLUS Downside Convexity ETF stock for Q4 2023, down 16% quarter-over-quarter.
  • 9 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q4 2023 and 12 closed out, a net change of -3 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q4 2023 was AE Wealth Management, an estimated $9.01M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q4 2023 was OneDigital Investment Advisors, an estimated $15.7M sold.

Based on aggregated 13F filings for Q4 2023.