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Simplify US Equity PLUS Downside Convexity ETF

23 hedge funds and large institutions have $102M invested in Simplify US Equity PLUS Downside Convexity ETF in 2021 Q1 according to their latest regulatory filings, with 16 funds opening new positions, 6 increasing their positions, 1 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 1

460% more capital invested

Capital invested by funds: $18.2M → $102M (+$84M)

229% more funds holding

Funds holding: 723 (+16)

20.47% more ownership

Funds ownership: 59.84%80.3% (+20%)

Holders
23
Holders Change
+16
Holders Change %
+228.57%
% of All Funds
0.4%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.04%
New
16
Increased
6
Reduced
1
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FEG
1
Financial Enhancement Group
Indiana
$26.9M +$23M +834,119 +700%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$19.6M +$15.6M +565,031 +438%
HighTower Advisors
3
HighTower Advisors
Illinois
$12.5M +$3.72M +134,767 +44%
RJA
4
Raymond James & Associates
Florida
$11.6M +$11.3M +410,916 New
KCM
5
Kathmere Capital Management
Pennsylvania
$10.2M +$8.95M +324,131 +875%
TWM
6
Tradition Wealth Management
Minnesota
$5.3M +$5.18M +187,513 New
SAM
7
Stringer Asset Management
Tennessee
$5.02M +$4.91M +177,738 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$3.25M +$3.18M +115,058 New
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$2.29M +$2.24M +81,202 New
PFS
10
Prospera Financial Services
Texas
$1.55M +$1.52M +54,994 New
WIA
11
World Investment Advisors
California
$1.36M +$12.7K +461 +1%
BS
12
Boenning & Scattergood
Pennsylvania
$836K +$818K +29,615 New
CWM
13
Collaborative Wealth Management
Florida
$501K +$441K +15,984 New
IA
14
IFP Advisors
Florida
$323K -$456K -16,526 -59%
VAS
15
Vestmark Advisory Solutions
Massachusetts
$300K +$293K +10,606 New
Osaic Holdings
16
Osaic Holdings
Arizona
$252K +$25.5K +922 +12%
CFGS
17
Concourse Financial Group Securities
Alabama
$101K +$98.8K +3,577 New
EP
18
Eudaimonia Partners
Tennessee
$80K +$78K +2,825 New
CFA
19
Carroll Financial Associates
North Carolina
$76K +$75K +2,715 New
BW
20
Bison Wealth
Georgia
$64K +$1.13M +40,834 New
SCA
21
Stonebridge Capital Advisors
Minnesota
$24K +$23.3K +845 New
UBS Group
22
UBS Group
Switzerland
$7K +$6.74K +244 New
TCM
23
TD Capital Management
Tennessee
$1K +$994 +36 New

SPD Hedge Fund Activity: Q1 2021 in Review

23 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q1 2021, worth a combined $102M — up 460% from $18.2M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new SPD positions and 0 closed out — a net gain of 16 holders — while 6 added to existing stakes and 1 trimmed.

The largest buyer was Financial Enhancement Group, adding an estimated $23M. The largest seller was IFP Advisors, cutting an estimated $456K.

  • 23 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q1 2021, up from 7 in Q4 2020.
  • Funds reported $102M of Simplify US Equity PLUS Downside Convexity ETF stock for Q1 2021, up 460% quarter-over-quarter.
  • 16 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q1 2021 and 0 closed out, a net change of +16 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q1 2021 was Financial Enhancement Group, an estimated $23M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q1 2021 was IFP Advisors, an estimated $456K sold.

Based on aggregated 13F filings for Q1 2021.