Raymond James & Associates’s Simplify US Equity PLUS Downside Convexity ETF SPD Stock Holding History

Raymond James & Associates’s Portfolio SPD Stock Details SPD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-398,936	Closed	-$10.6M	–	4058
2022 Q3	$10.6M	Sell	398,936 -24,852	-6%	-$676K	0.01%	932
2022 Q2	$11.2M	Sell	423,788 -59,163	-12%	-$1.7M	0.01%	915
2022 Q1	$15.1M	Sell	482,951 -145,003	-23%	-$4.52M	0.01%	848
2021 Q4	$20.9M	Buy	627,954 +361	+0.1%	+$11.6K	0.02%	723
2021 Q3	$19.1M	Buy	627,593 +217,150	+53%	+$6.77M	0.02%	733
2021 Q2	$12.4M	Sell	410,443 -473	-0.1%	-$14K	0.01%	961
2021 Q1	$11.6M	Buy	+410,916	New	+$11.3M	0.01%	943

Other funds holding SPD

SAF

Smith Anglin Financial Dallas, Texas $1.1B AUM 14.08% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

KCM

Kathmere Capital Management Wayne, Pennsylvania $1.62B AUM 17.7% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

OIA

OneDigital Investment Advisors Overland Park, Kansas $10.2B AUM 16.58% 1-Year Est. Return

PFG

Pacific Financial Group Bellevue, Washington $186M AUM 16.59% 1-Year Est. Return

IFP Advisors Tampa, Florida $4.82B AUM 20.19% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

RCIM

Red Cedar Investment Management Grand Rapids, Michigan $965M AUM 30.25% 1-Year Est. Return

AIP

Almanack Investment Partners Wayne, Pennsylvania $592M AUM 25.27% 1-Year Est. Return

Raymond James & Associates's SPD Position: Q4 2022 in Review

Raymond James & Associates sold out of Simplify US Equity PLUS Downside Convexity ETF (SPD) in Q4 2022, closing a stake of 398,936 shares — an estimated $10.6M sold.

Raymond James & Associates first reported a position in SPD in Q1 2021 and held it in 7 quarters. The position peaked at $20.9M in Q4 2021. 44 funds tracked by Wall St. Rank hold SPD as of Q4 2022.

Raymond James & Associates reported no remaining Simplify US Equity PLUS Downside Convexity ETF position as of Q4 2022 after selling out during the quarter.
Raymond James & Associates sold 398,936 Simplify US Equity PLUS Downside Convexity ETF shares in Q4 2022, an estimated $10.6M.
Raymond James & Associates first reported a position in Simplify US Equity PLUS Downside Convexity ETF in Q1 2021 and held it in 7 quarters.
Raymond James & Associates's Simplify US Equity PLUS Downside Convexity ETF position peaked at $20.9M in Q4 2021.
44 funds tracked by Wall St. Rank held Simplify US Equity PLUS Downside Convexity ETF as of Q4 2022.

Based on Raymond James & Associates's 13F filing for Q4 2022, filed 8 Feb 2023.