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Simplify US Equity PLUS Downside Convexity ETF
SPD

60 hedge funds and large institutions have $257M invested in Simplify US Equity PLUS Downside Convexity ETF in 2022 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 17 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

29% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 17

25% more funds holding in top 10

Funds holding in top 10: 4 → 5 (+1)

11% more funds holding

Funds holding: 54 → 60 (+6)

12% less capital invested

Capital invested by funds: $293M → $257M (-$35.6M)

15.36% less ownership

Funds ownership: 66.76% → 51.4% (-15%)

Holders
60
Holders Change
+6
Holders Change %
+11.11%
% of All Funds
0.95%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.08%
New
14
Increased
22
Reduced
17
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Jane Street
Jane Street
New York
+$11.7M
2
BCI
Brinker Capital Investments
Pennsylvania
+$4.66M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$4.62M
4
FS
Ferguson Shapiro
Georgia
+$4.6M
5
IA
IFP Advisors
Florida
+$3.8M

Top Sellers

1
FEG
Financial Enhancement Group
Indiana
-$13.8M
2
HighTower Advisors
HighTower Advisors
Illinois
-$12.2M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$6.96M
4
RJA
Raymond James & Associates
Florida
-$4.52M
5
National Bank of Canada
National Bank of Canada
Quebec, Canada
-$3.61M
Name Holding Trade Value Shares
Change 		Change in
Stake
FEG
1
Financial Enhancement Group
Indiana
$56.9M -$13.8M -443,137 -20%
Envestnet Asset Management
2
Envestnet Asset Management
Illinois
$22.6M -$6.96M -223,252 -24%
KCM
3
Kathmere Capital Management
Pennsylvania
$20.7M +$1.11M +35,716 +6%
HighTower Advisors
4
HighTower Advisors
Illinois
$15.9M -$12.2M -392,351 -44%
RJA
5
Raymond James & Associates
Florida
$15.1M -$4.52M -145,003 -23%
AFA
6
Atlas Financial Advisors
California
$14.9M +$2.38M +76,323 +19%
Jane Street
7
Jane Street
New York
$11.7M +$11.7M +374,636 New
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$11.4M -$1.43M -45,742 -11%
FS
9
Ferguson Shapiro
Georgia
$10.7M +$4.6M +147,536 +76%
TWM
10
Tradition Wealth Management
Minnesota
$7.78M +$718K +23,032 +10%
SAS
11
SMI Advisory Services
Indiana
$6.86M +$738K +23,685 +12%
IWC
12
Integrated Wealth Concepts
Massachusetts
$6.79M +$1.85M +59,220 +38%
BCI
13
Brinker Capital Investments
Pennsylvania
$4.68M +$4.66M +149,423 New
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$4.64M +$4.62M +148,143 New
SAM
15
Stringer Asset Management
Tennessee
$4.42M -$187K -5,987 -4%
IA
16
IFP Advisors
Florida
$3.71M +$3.8M +122,081 +444%
SI
17
Stephens Inc
Arkansas
$3.26M +$2.95M +94,813 +1,034%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$3.02M -$397K -12,733 -12%
AWM
19
Apollon Wealth Management
South Carolina
$2.92M -$377K -12,097 -12%
OMC
20
Old Mission Capital
Illinois
$2.73M +$1.47M +47,150 +118%
BW
21
Bison Wealth
Georgia
$2.44M +$587K +18,840 +32%
National Bank of Canada
22
National Bank of Canada
Quebec, Canada
$2.07M -$3.61M -115,830 -77%
AFP
23
Ausdal Financial Partners
Iowa
$2.01M +$2M +64,093 New
PFS
24
Prospera Financial Services
Texas
$1.54M -$21.9K -703 -1%
CF
25
Clarity Financial
Texas
$1.42M +$38.9K +1,249 +3%
1
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SPD Hedge Fund Activity: Q1 2022 in Review

60 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q1 2022, worth a combined $257M — down 12% from $293M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new SPD positions and 6 closed out — a net gain of 8 holders — while 22 added to existing stakes and 17 trimmed.

The largest buyer was Jane Street, opening a new position worth an estimated $11.7M. The largest seller was Financial Enhancement Group, cutting an estimated $13.8M.

  • 60 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q1 2022, up from 54 in Q4 2021.
  • Funds reported $257M of Simplify US Equity PLUS Downside Convexity ETF stock for Q1 2022, down 12% quarter-over-quarter.
  • 14 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q1 2022 and 6 closed out, a net change of +8 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q1 2022 was Jane Street, an estimated $11.7M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q1 2022 was Financial Enhancement Group, an estimated $13.8M sold.

Based on aggregated 13F filings for Q1 2022.