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Simplify US Equity PLUS Downside Convexity ETF
SPD

34 hedge funds and large institutions have $53.2M invested in Simplify US Equity PLUS Downside Convexity ETF in 2024 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

6.23% less ownership

Funds ownership: 61.24% → 55.02% (-6.2%)

13% less funds holding

Funds holding: 39 → 34 (-5)

24% less capital invested

Capital invested by funds: $70.3M → $53.2M (-$17.1M)

31% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 13

56% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 9

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
34
Holders Change
-5
Holders Change %
-12.82%
% of All Funds
0.49%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
4
Increased
9
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
HighTower Advisors
HighTower Advisors
Illinois
+$6.96M
2
EFG
Ethos Financial Group
Pennsylvania
+$2.03M
3
IAA
Ironsides Asset Advisors
North Carolina
+$580K
4
AIP
Almanack Investment Partners
Pennsylvania
+$508K
5
AWM
AE Wealth Management
Kansas
+$360K

Top Sellers

1
SCM
Sollinda Capital Management
Florida
-$15.8M
2
AWM
Axxcess Wealth Management
California
-$12.6M
3
Wolverine Trading
Wolverine Trading
Illinois
-$521K
4
UBS Group
UBS Group
Switzerland
-$410K
5
BW
Bison Wealth
Georgia
-$390K
Name Holding Trade Value Shares
Change 		Change in
Stake
HighTower Advisors
1
HighTower Advisors
Illinois
$16M +$6.96M +213,705 +81%
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$8.3M -$12K -367 -0.1%
AWM
3
AE Wealth Management
Kansas
$5.03M +$360K +11,054 +8%
AIP
4
Almanack Investment Partners
Pennsylvania
$4.56M +$508K +15,590 +13%
AWM
5
Austin Wealth Management
Texas
$3.74M -$92.8K -2,848 -2%
EFG
6
Ethos Financial Group
Pennsylvania
$2.08M +$2.03M +62,287 New
Commonwealth Equity Services
7
Commonwealth Equity Services
Massachusetts
$2.08M +$271K +8,327 +15%
IAA
8
Ironsides Asset Advisors
North Carolina
$2.04M +$580K +17,800 +41%
LAS
9
Lloyd Advisory Services
Georgia
$1.72M -$1.63K -50 -0.1%
SPIA
10
Steward Partners Investment Advisory
New York
$1.39M – – –
BW
11
Bison Wealth
Georgia
$1.22M -$390K -11,980 -25%
FEG
12
Financial Enhancement Group
Indiana
$675K +$228K +7,002 +36%
OMC
13
Old Mission Capital
Illinois
$568K -$107K -3,277 -16%
Citadel Advisors
14
Citadel Advisors
Florida
$504K -$81.4K -2,499 -14%
HBS
15
Howard Bailey Securities
Indiana
$474K +$462K +14,175 New
ECA
16
Elevated Capital Advisors
Utah
$468K +$209K +6,414 +85%
LPL Financial
17
LPL Financial
California
$425K +$25.3K +777 +7%
GLR
18
Great Lakes Retirement
Ohio
$357K -$8.05K -247 -2%
IAS
19
Insigneo Advisory Services
Florida
$331K – – –
DAS
20
Dynamic Advisor Solutions
Arizona
$294K -$10.4K -320 -4%
AWA
21
Authentikos Wealth Advisory
California
$261K +$254K +7,800 New
KCM
22
Kathmere Capital Management
Pennsylvania
$257K -$815 -25 -0.3%
PFA
23
Pathway Financial Advisors
Vermont
$238K – – –
Carson Wealth (CWM LLC)
24
Carson Wealth (CWM LLC)
Nebraska
$30K -$4.33K -133 -13%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$23K +$391 +12 +2%
1
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SPD Hedge Fund Activity: Q3 2024 in Review

34 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q3 2024, worth a combined $53.2M — down 24% from $70.3M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of SPD and 4 opened new positions — a net loss of 5 holders — while 13 trimmed existing stakes and 9 added.

The largest buyer was HighTower Advisors, adding an estimated $6.96M. The largest seller was Sollinda Capital Management, exiting entirely with an estimated $15.8M sold.

  • 34 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q3 2024, down from 39 in Q2 2024.
  • Funds reported $53.2M of Simplify US Equity PLUS Downside Convexity ETF stock for Q3 2024, down 24% quarter-over-quarter.
  • 4 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q3 2024 and 9 closed out, a net change of -5 holders.
  • The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q3 2024 was HighTower Advisors, an estimated $6.96M added.
  • The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q3 2024 was Sollinda Capital Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q3 2024.