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Carroll Financial Associates’s Simplify US Equity PLUS Downside Convexity ETF SPD Stock Holding History

Carroll Financial Associates’s Portfolio SPD Stock Details SPD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		$11.2M Buy
335,216
+21,736
+7% +$699K 0.6% 30
2021
Q3 		$9.54M Buy
313,480
+308,365
+6,029% +$9.62M 0.53% 32
2021
Q2 		$155K Buy
5,115
+2,400
+88% +$71.2K 0.01% 476
2021
Q1 		$76K Buy
+2,715
New +$75K ﹤0.01% 647

Other funds holding SPD

FEG
Financial Enhancement Group Anderson, Indiana $839M AUM 18.63% 1-Year Est. Return
Envestnet Asset Management
Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
KCM
Kathmere Capital Management Wayne, Pennsylvania $1.62B AUM 17.7% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
AFA
Atlas Financial Advisors Oroville, California $64.1M AUM 8.36% 1-Year Est. Return
SAM
Stringer Asset Management Memphis, Tennessee $64.2M AUM 16.57% 1-Year Est. Return
TWM
Tradition Wealth Management Edina, Minnesota $1.41B AUM 19.71% 1-Year Est. Return
FS
Ferguson Shapiro Decatur, Georgia $342M AUM 13.09% 1-Year Est. Return

Carroll Financial Associates's SPD Position: Q4 2021 in Review

Carroll Financial Associates increased its Simplify US Equity PLUS Downside Convexity ETF (SPD) stake by 6.9% in Q4 2021, buying an estimated $699K and bringing the position to 335,216 shares worth $11.2M. The position accounts for 0.6% of the portfolio, ranked #30.

Carroll Financial Associates first reported a position in SPD in Q1 2021 and has held it in 4 quarters since. 54 funds tracked by Wall St. Rank hold SPD as of Q4 2021.

  • Carroll Financial Associates held 335,216 shares of Simplify US Equity PLUS Downside Convexity ETF worth $11.2M as of Q4 2021.
  • Carroll Financial Associates bought 21,736 Simplify US Equity PLUS Downside Convexity ETF shares in Q4 2021, an estimated $699K.
  • Simplify US Equity PLUS Downside Convexity ETF made up 0.6% of Carroll Financial Associates's portfolio in Q4 2021, its #30 holding.
  • Carroll Financial Associates first reported a position in Simplify US Equity PLUS Downside Convexity ETF in Q1 2021 and has held it in 4 quarters since.
  • 54 funds tracked by Wall St. Rank held Simplify US Equity PLUS Downside Convexity ETF as of Q4 2021.

Based on Carroll Financial Associates's 13F filing for Q4 2021, filed 6 Jan 2022.