Bank of Montreal’s Simplify US Equity PLUS Downside Convexity ETF SPD Stock Holding History

Bank of Montreal’s Portfolio SPD Stock Details SPD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-6,062	Closed	-$171K	–	4274
2023 Q3	$171K	Buy	6,062 +5,953	+5,461%	+$163K	﹤0.01%	3118
2023 Q2	$3K	Hold	109	–	–	﹤0.01%	3875
2023 Q1	$2.79K	Hold	109	–	–	﹤0.01%	3700
2022 Q4	$2.67K	Buy	+109	New	+$2.75K	﹤0.01%	3875
2022 Q2	–	Sell	-7,291	Closed	-$232K	–	4422
2022 Q1	$232K	Sell	7,291 -59,695	-89%	-$1.86M	﹤0.01%	3369
2021 Q4	$2.24M	Buy	66,986 +4,409	+7%	+$142K	﹤0.01%	1542
2021 Q3	$1.99M	Buy	62,577 +11,004	+21%	+$343K	﹤0.01%	2076
2021 Q2	$1.56M	Buy	+51,573	New	+$1.53M	﹤0.01%	2207

Other funds holding SPD

AWM

Axxcess Wealth Management Carlsbad, California $3.12B AUM 21% 1-Year Est. Return

AWM

AE Wealth Management Topeka, Kansas $18.5B AUM 19.51% 1-Year Est. Return

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

AWM

Austin Wealth Management Austin, Texas $473M AUM 18.73% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Bison Wealth Atlanta, Georgia $454M AUM 22.8% 1-Year Est. Return

LAS

Lloyd Advisory Services Suwanee, Georgia $349M AUM 13.97% 1-Year Est. Return

SPIA

Steward Partners Investment Advisory New York $19.6B AUM 22.89% 1-Year Est. Return

OMC

Old Mission Capital Chicago, Illinois $6.3B AUM 14.68% 1-Year Est. Return

Bank of Montreal's SPD Position: Q4 2023 in Review

Bank of Montreal sold out of Simplify US Equity PLUS Downside Convexity ETF (SPD) in Q4 2023, closing a stake of 6,062 shares — an estimated $171K sold.

Bank of Montreal first reported a position in SPD in Q2 2021 and held it in 8 quarters. The position peaked at $2.24M in Q4 2021. 35 funds tracked by Wall St. Rank hold SPD as of Q4 2023.

Bank of Montreal reported no remaining Simplify US Equity PLUS Downside Convexity ETF position as of Q4 2023 after selling out during the quarter.
Bank of Montreal sold 6,062 Simplify US Equity PLUS Downside Convexity ETF shares in Q4 2023, an estimated $171K.
Bank of Montreal first reported a position in Simplify US Equity PLUS Downside Convexity ETF in Q2 2021 and held it in 8 quarters.
Bank of Montreal's Simplify US Equity PLUS Downside Convexity ETF position peaked at $2.24M in Q4 2021.
35 funds tracked by Wall St. Rank held Simplify US Equity PLUS Downside Convexity ETF as of Q4 2023.

Based on Bank of Montreal's 13F filing for Q4 2023, filed 8 Feb 2024.