SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

50 hedge funds and large institutions have $162M invested in Swiss Helvetia Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
50
Holders Change
+1
Holders Change %
+2.04%
% of All Funds
1.35%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
15
Reduced
13
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
$34.4M
2
KIM
Karpus Investment Management
New York
$20.2M
3
GFM
Gramercy Funds Management
Connecticut
$4.63M
4
Lazard Asset Management
Lazard Asset Management
New York
$41.3M
5
1CP
1607 Capital Partners
Virginia
$42.4M

Top Sellers

1
WAM
Wolverine Asset Management
Illinois
$46K
2
WAM
Weiss Asset Management
Massachusetts
$1.17M
3
DA
Doliver Advisors
Texas
$234K
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$0
5
Morgan Stanley
Morgan Stanley
New York
$993K
Name Holding Trade Value Shares
Change 		Shares
Change %
TC
51
TFS Capital
Pennsylvania
– -$227K -19,664 Closed
Creative Planning
52
Creative Planning
Kansas
– -$11K -988 Closed
TRCT
53
Tower Research Capital (TRC)
New York
– -$1K -63 Closed
Geode Capital Management
54
Geode Capital Management
Massachusetts
– -$324K – –
1 2
3