SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

44 hedge funds and large institutions have $209M invested in Swiss Helvetia Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 9 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
44
Holders Change
-5
Holders Change %
-10.2%
% of All Funds
1.43%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
6
Increased
11
Reduced
9
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$81.8M
2
Wells Fargo
2
Wells Fargo
California
$24.6M
3
KIM
3
Karpus Investment Management
New York
$17.8M
4
Grantham, Mayo, Van Otterloo & Co (GMO)
4
Grantham, Mayo, Van Otterloo & Co (GMO)
Massachusetts
$1.15M
5
DT
5
Diversified Trust
Tennessee
$4.87M

Top Sellers

1
BI
1
Bulldog Investors
New Jersey
$0
2
BlackRock
2
BlackRock
New York
$0
3
SFS
3
Shaker Financial Services
Virginia
$0
4
1CP
4
1607 Capital Partners
Virginia
$63.5M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AWM
51
Altavista Wealth Management
North Carolina
– -$582K -47,201 Closed
GCA
52
Guardian Capital Advisors
Ontario, Canada
– -$165K -14,091 Closed
LPL Financial
53
LPL Financial
California
– -$133K -10,830 Closed
TRCT
54
Tower Research Capital (TRC)
New York
– -$2K -127 Closed
1 2
3