GCAC
SWZ

Guardian Capital Advisors (Canada)’s Swiss Helvetia Fund SWZ Stock Holding History

Guardian Capital Advisors (Canada)’s Portfolio SWZ Stock Details SWZ Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-14,091
Closed -$165K – 169
2013
Q2 		$165K Buy
+14,091
New +$176K 0.05% 141

Other funds holding SWZ

Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
KIM
Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return
DT
Diversified Trust Memphis, Tennessee $6.24B AUM 28.78% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
CCB
Cutter & Co Brokerage Ballwin, Missouri $423M AUM 15.02% 1-Year Est. Return
CA
Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return
Grantham, Mayo, Van Otterloo & Co (GMO)
Grantham, Mayo, Van Otterloo & Co (GMO) Boston, Massachusetts $39.1B AUM 28.69% 1-Year Est. Return

Guardian Capital Advisors (Canada)'s SWZ Position: Q3 2013 in Review

Guardian Capital Advisors (Canada) sold out of Swiss Helvetia Fund (SWZ) in Q3 2013, closing a stake of 14,091 shares — an estimated $165K sold.

Guardian Capital Advisors (Canada) first reported a position in SWZ in Q2 2013 and held it in 1 quarter. The position peaked at $165K in Q2 2013. 44 funds tracked by Wall St. Rank hold SWZ as of Q3 2013.

  • Guardian Capital Advisors (Canada) reported no remaining Swiss Helvetia Fund position as of Q3 2013 after selling out during the quarter.
  • Guardian Capital Advisors (Canada) sold 14,091 Swiss Helvetia Fund shares in Q3 2013, an estimated $165K.
  • Guardian Capital Advisors (Canada) first reported a position in Swiss Helvetia Fund in Q2 2013 and held it in 1 quarter.
  • Guardian Capital Advisors (Canada)'s Swiss Helvetia Fund position peaked at $165K in Q2 2013.
  • 44 funds tracked by Wall St. Rank held Swiss Helvetia Fund as of Q3 2013.

Based on Guardian Capital Advisors (Canada)'s 13F filing for Q3 2013, filed 6 Nov 2013.