Swiss Helvetia Fund
31 hedge funds and large institutions have $31M invested in Swiss Helvetia Fund in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 3 closing their positions.
14% more repeat investments, than reductions
Existing positions increased: 8 | Existing positions reduced: 7
0% more funds holding
Funds holding: 31 → 31 (0)
0% more first-time investments, than exits
New positions opened: 3 | Existing positions closed: 3
1.09% less ownership
Funds ownership: 35.67% → 34.58% (-1.1%)
17% less capital invested
Capital invested by funds: $37.2M → $31M (-$6.18M)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$825K |
| 2 |
Morgan Stanley
New York
|
+$251K |
| 3 |
Allspring Global Investments
Charlotte,
North Carolina
|
+$155K |
| 4 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$154K |
| 5 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$99.7K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
COLIM
City of London Investment Management
London,
United Kingdom
|
-$987K |
| 2 |
Bank of America
Charlotte,
North Carolina
|
-$624K |
| 3 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
-$440K |
| 4 |
SKK
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
-$262K |
| 5 |
Wells Fargo
San Francisco,
California
|
-$177K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
JP Morgan Chase
New York
| $18K | – | – | – |
|
|
FDCDDQ
27
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $12.4K | – | – | – |
|
28
AssetMark Inc
Concord,
California
| $12K | – | – | – |
|
|
NSIM
29
North Star Investment Management
Chicago,
Illinois
| $10K | – | – | – |
|
|
AA
30
Ancora Advisors
Cleveland,
Ohio
| $7K | – | – | – |
|
31
First Manhattan
New York
| $7K | +$8.07K | +1,057 | New |
|
|
32
Cetera Investment Advisers
Schaumburg,
Illinois
| – | -$440K | -56,000 | Closed |
|
|
SKK
33
Shepherd Kaplan Krochuk
Boston,
Massachusetts
| – | -$262K | -33,380 | Closed |
|
|
WOSD
34
WFA of San Diego
San Diego,
California
| – | -$12K | -1,536 | Closed |
|
SWZ Hedge Fund Activity: Q3 2022 in Review
31 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2022, worth a combined $31M — down 17% from $37.2M a quarter earlier.
Fund positioning in SWZ was balanced in Q3 2022: 3 funds opened new positions, 3 closed out, 8 added to existing stakes and 7 trimmed.
The largest buyer was Shaker Financial Services, adding an estimated $825K. The largest seller was City of London Investment Management, cutting an estimated $987K.
- 31 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2022, unchanged from Q2 2022.
- Funds reported $31M of Swiss Helvetia Fund stock for Q3 2022, down 17% quarter-over-quarter.
- 3 funds opened new Swiss Helvetia Fund positions in Q3 2022 and 3 closed out, a net change of 0 holders.
- The largest Swiss Helvetia Fund buyer in Q3 2022 was Shaker Financial Services, an estimated $825K added.
- The largest Swiss Helvetia Fund seller in Q3 2022 was City of London Investment Management, an estimated $987K sold.
Based on aggregated 13F filings for Q3 2022.