Swiss Helvetia Fund
39 hedge funds and large institutions have $49.9M invested in Swiss Helvetia Fund in 2021 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 8 reducing their positions, and 1 closing their positions.
400% more first-time investments, than exits
New positions opened: 5 | Existing positions closed: 1
13% more capital invested
Capital invested by funds: $44M → $49.9M (+$5.85M)
13% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 8
11% more funds holding
Funds holding: 35 → 39 (+4)
0.91% more ownership
Funds ownership: 37.75% → 38.65% (+0.91%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
+$321K |
| 2 |
SKK
Shepherd Kaplan Krochuk
Boston,
Massachusetts
|
+$314K |
| 3 |
SFS
Shaker Financial Services
Arlington,
Virginia
|
+$279K |
| 4 |
Cetera Investment Advisers
Schaumburg,
Illinois
|
+$256K |
| 5 |
LPL Financial
San Diego,
California
|
+$154K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Lazard Asset Management
New York
|
-$213K |
| 2 |
1CP
1607 Capital Partners
Richmond,
Virginia
|
-$126K |
| 3 |
Citadel Advisors
Miami,
Florida
|
-$88K |
| 4 |
Commonwealth Equity Services
Waltham,
Massachusetts
|
-$67.2K |
| 5 |
CL
CSS LLC
Chicago,
Illinois
|
-$60.4K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Walleye Trading
New York
| $105K | -$1.22K | -130 | -1% |
|
|
DAS
27
Dynamic Advisor Solutions
Phoenix,
Arizona
| $104K | +$101K | +10,722 | New |
|
28
Royal Bank of Canada
Toronto,
Ontario, Canada
| $79K | – | – | – |
|
|
WC
29
Winmill & Co
Rochester,
New York
| $32K | +$27K | +2,870 | +718% |
|
30
US Bancorp
Minneapolis,
Minnesota
| $28K | – | – | – |
|
31
JP Morgan Chase
New York
| $25K | – | – | – |
|
|
WT
32
Whittier Trust
South Pasadena,
California
| $19K | – | – | – |
|
|
FDCDDQ
33
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $17.8K | – | – | – |
|
34
AssetMark Inc
Concord,
California
| $17K | +$16.3K | +1,734 | New |
|
35
Osaic Holdings
Scottsdale,
Arizona
| $16K | +$10.4K | +1,102 | +208% |
|
|
NSIM
36
North Star Investment Management
Chicago,
Illinois
| $14K | – | – | – |
|
37
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| $14K | – | – | – |
|
|
AA
38
Ancora Advisors
Cleveland,
Ohio
| $10K | – | – | – |
|
|
GWM
39
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
40
Citadel Advisors
Miami,
Florida
| – | -$88K | -10,016 | Closed |
|
SWZ Hedge Fund Activity: Q2 2021 in Review
39 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q2 2021, worth a combined $49.9M — up 13% from $44M a quarter earlier.
Buyers outnumbered sellers: 5 funds opened new SWZ positions and 1 closed out — a net gain of 4 holders — while 9 added to existing stakes and 8 trimmed.
The largest buyer was Wolverine Asset Management, adding an estimated $321K. The largest seller was Lazard Asset Management, cutting an estimated $213K.
- 39 institutional investors held Swiss Helvetia Fund (SWZ) as of Q2 2021, up from 35 in Q1 2021.
- Funds reported $49.9M of Swiss Helvetia Fund stock for Q2 2021, up 13% quarter-over-quarter.
- 5 funds opened new Swiss Helvetia Fund positions in Q2 2021 and 1 closed out, a net change of +4 holders.
- The largest Swiss Helvetia Fund buyer in Q2 2021 was Wolverine Asset Management, an estimated $321K added.
- The largest Swiss Helvetia Fund seller in Q2 2021 was Lazard Asset Management, an estimated $213K sold.
Based on aggregated 13F filings for Q2 2021.