SWZ

Swiss Helvetia Fund
SWZ

Overview Fund Activity

40 hedge funds and large institutions have $39.1M invested in Swiss Helvetia Fund in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
Rivernorth Capital Management
Florida
+$3.32M
2
Wells Fargo
Wells Fargo
California
+$646K
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$608K
4
KIM
Karpus Investment Management
New York
+$424K
5
Lazard Asset Management
Lazard Asset Management
New York
+$395K

Top Sellers

1
BI
Bulldog Investors
New Jersey
-$782K
2
Geode Capital Management
Geode Capital Management
Massachusetts
-$683K
3
MC
Matisse Capital
Oregon
-$503K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$173K
5
LCM
Landscape Capital Management
New Jersey
-$132K
Name Holding Trade Value Shares
Change 		Shares
Change %
GI
26
GAMCO Investors
Connecticut
$135K +$463 +55 +0.3%
CICI
27
Capital Investment Counsel Inc
North Carolina
$126K – – –
UBS Group
28
UBS Group
Switzerland
$125K +$74.3K +8,819 +147%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$108K +$108K +12,879 New
Bank of America
30
Bank of America
North Carolina
$83K +$28.8K +3,407 +53%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$68K -$15.1K -1,808 -18%
JPMorgan Chase & Co
32
JPMorgan Chase & Co
New York
$22K – – –
TCWM
33
Total Clarity Wealth Management
Illinois
$19K +$19K +2,231 New
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$15.4K – – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$12K -$70.1K -8,000 -85%
NSIM
36
North Star Investment Management
Illinois
$12K – – –
AA
37
Ancora Advisors
Ohio
$9K +$9K +1,078 New
EWP
38
Engrave Wealth Partners
Texas
$6K +$6K +800 New
BCWM
39
Bartlett & Co Wealth Management
Ohio
$2.58K – – –
GWM
40
Geneos Wealth Management
Colorado
$2K – – –
BBHC
41
Brown Brothers Harriman & Co
New York
– -$36K -4,451 Closed
1
2