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SWZ

Swiss Helvetia Fund
SWZ

40 hedge funds and large institutions have $39.1M invested in Swiss Helvetia Fund in 2019 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

40% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 10

39% more capital invested

Capital invested by funds: $28.1M → $39.1M (+$11M)

14% more funds holding

Funds holding: 35 → 40 (+5)

5.01% more ownership

Funds ownership: 30.04% → 35.05% (+5%)

Holders
40
Holders Change
+5
Holders Change %
+14.29%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
RCM
Rivernorth Capital Management
Florida
+$3.21M
2
Wells Fargo
Wells Fargo
California
+$625K
3
BBPWM
Blue Bell Private Wealth Management
Pennsylvania
+$589K
4
KIM
Karpus Investment Management
New York
+$410K
5
Lazard Asset Management
Lazard Asset Management
New York
+$382K

Top Sellers

Rank Fund Capital Flow
1
BI
Bulldog Investors
New Jersey
-$757K
2
Geode Capital Management
Geode Capital Management
Massachusetts
-$662K
3
MC
Matisse Capital
Oregon
-$487K
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$168K
5
LCM
Landscape Capital Management
New Jersey
-$128K
Name Holding Trade Value Shares
Change 		Change in
Stake
GI
26
GAMCO Investors
Connecticut
$135K +$448 +55 +0.3%
CICI
27
Capital Investment Counsel Inc
North Carolina
$126K – – –
UBS Group
28
UBS Group
Switzerland
$125K +$71.8K +8,819 +147%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$108K +$105K +12,879 New
Bank of America
30
Bank of America
North Carolina
$83K +$27.7K +3,407 +53%
Royal Bank of Canada
31
Royal Bank of Canada
Ontario, Canada
$68K -$14.7K -1,808 -18%
JP Morgan Chase
32
JP Morgan Chase
New York
$22K – – –
TCWM
33
Total Clarity Wealth Management
Illinois
$19K +$18.2K +2,231 New
FDCDDQ
34
Federation des caisses Desjardins du Quebec
Quebec, Canada
$15.4K – – –
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$12K -$65.1K -8,000 -85%
NSIM
36
North Star Investment Management
Illinois
$12K – – –
AA
37
Ancora Advisors
Ohio
$9K +$8.78K +1,078 New
EWP
38
Engrave Wealth Partners
Texas
$6K +$6.51K +800 New
BCWM
39
Bartlett & Co Wealth Management
Ohio
$2.58K – – –
GWM
40
Geneos Wealth Management
Colorado
$2K – – –
BBHC
41
Brown Brothers Harriman & Co
New York
– -$36K -4,451 Closed
1
2

SWZ Hedge Fund Activity: Q4 2019 in Review

40 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q4 2019, worth a combined $39.1M — up 39% from $28.1M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new SWZ positions and 1 closed out — a net gain of 6 holders — while 14 added to existing stakes and 10 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $3.21M. The largest seller was Bulldog Investors, cutting an estimated $757K.

  • 40 institutional investors held Swiss Helvetia Fund (SWZ) as of Q4 2019, up from 35 in Q3 2019.
  • Funds reported $39.1M of Swiss Helvetia Fund stock for Q4 2019, up 39% quarter-over-quarter.
  • 7 funds opened new Swiss Helvetia Fund positions in Q4 2019 and 1 closed out, a net change of +6 holders.
  • The largest Swiss Helvetia Fund buyer in Q4 2019 was Rivernorth Capital Management, an estimated $3.21M added.
  • The largest Swiss Helvetia Fund seller in Q4 2019 was Bulldog Investors, an estimated $757K sold.

Based on aggregated 13F filings for Q4 2019.