Swiss Helvetia Fund
35 hedge funds and large institutions have $28.1M invested in Swiss Helvetia Fund in 2019 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 7 reducing their positions, and 4 closing their positions.
29% more repeat investments, than reductions
Existing positions increased: 9 | Existing positions reduced: 7
2.94% more ownership
Funds ownership: 27.1% → 30.04% (+2.9%)
3% more capital invested
Capital invested by funds: $27.2M → $28.1M (+$932K)
0% more funds holding
Funds holding: 35 → 35 (0)
0% more first-time investments, than exits
New positions opened: 4 | Existing positions closed: 4
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
+$3.88M |
| 2 |
Lazard Asset Management
New York
|
+$1.48M |
| 3 |
CL
CSS LLC
Chicago,
Illinois
|
+$789K |
| 4 |
KIM
Karpus Investment Management
Pittsford,
New York
|
+$258K |
| 5 |
MC
Matisse Capital
Portland,
Oregon
|
+$182K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AGM
Alpine Global Management
New York
|
-$2.2M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$847K |
| 3 |
WAM
Wolverine Asset Management
Chicago,
Illinois
|
-$549K |
| 4 |
LCM
Landscape Capital Management
Englewood,
New Jersey
|
-$233K |
| 5 |
CRC
Curi RMB Capital
Chicago,
Illinois
|
-$125K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
26
Bank of America
Charlotte,
North Carolina
| $52K | +$18.9K | +2,374 | +59% |
|
27
UBS Group
Zurich,
Switzerland
| $48K | -$31.3K | -3,933 | -40% |
|
|
BBHC
28
Brown Brothers Harriman & Co
New York
| $36K | – | – | – |
|
29
JP Morgan Chase
New York
| $21K | – | – | – |
|
|
FDCDDQ
30
Federation des caisses Desjardins du Quebec
Levis,
Quebec, Canada
| $14.7K | – | – | – |
|
|
NSIM
31
North Star Investment Management
Chicago,
Illinois
| $12K | +$11.5K | +1,448 | New |
|
|
RCM
32
Rivernorth Capital Management
West Palm Beach,
Florida
| $3.91K | +$3.88M | +486,441 | New |
|
|
BCWM
33
Bartlett & Co Wealth Management
Cincinnati,
Ohio
| $2.46K | – | – | – |
|
|
BC
34
Bartlett & Co
Cincinnati,
Ohio
| $2K | – | – | – |
|
|
GWM
35
Geneos Wealth Management
Englewood,
Colorado
| $2K | – | – | – |
|
|
AGM
36
Alpine Global Management
New York
| – | -$2.2M | -278,797 | Closed |
|
|
W
37
WealthStone
Columbus,
Ohio
| – | -$1.21K | -153 | Closed |
|
38
US Bancorp
Minneapolis,
Minnesota
| – | -$1K | -101 | Closed |
|
SWZ Hedge Fund Activity: Q3 2019 in Review
35 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Swiss Helvetia Fund (SWZ) for Q3 2019, worth a combined $28.1M — up 3.4% from $27.2M a quarter earlier.
Fund positioning in SWZ was balanced in Q3 2019: 4 funds opened new positions, 4 closed out, 9 added to existing stakes and 7 trimmed.
The largest buyer was Rivernorth Capital Management, opening a new position worth an estimated $3.88M. The largest seller was Alpine Global Management, exiting entirely with an estimated $2.2M sold.
- 35 institutional investors held Swiss Helvetia Fund (SWZ) as of Q3 2019, unchanged from Q2 2019.
- Funds reported $28.1M of Swiss Helvetia Fund stock for Q3 2019, up 3.4% quarter-over-quarter.
- 4 funds opened new Swiss Helvetia Fund positions in Q3 2019 and 4 closed out, a net change of 0 holders.
- The largest Swiss Helvetia Fund buyer in Q3 2019 was Rivernorth Capital Management, an estimated $3.88M added.
- The largest Swiss Helvetia Fund seller in Q3 2019 was Alpine Global Management, an estimated $2.2M sold.
Based on aggregated 13F filings for Q3 2019.