SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

56 hedge funds and large institutions have $68.4M invested in LMP Capital and Income Fund in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
56
Holders Change
+15
Holders Change %
+36.59%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
20
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$5.61M
2
CA
2
Cornerstone Advisors
North Carolina
$2.87M
3
MC
3
Matisse Capital
Oregon
$1.93M
4
LCM
4
Landscape Capital Management
New Jersey
$1.57M
5
Wells Fargo
5
Wells Fargo
California
$5.85M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$6.51M
2
CG
2
Caprock Group
Idaho
$131K
3
GC
3
Guggenheim Capital
Illinois
$0
4
Invesco
4
Invesco
Georgia
$3.96M
5
SFS
5
Shaker Financial Services
Virginia
$208K
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$366K 29,571 -6,600 -18%
UBS Group
27
UBS Group
Switzerland
$319K 25,758 -14,584 -36%
WAM
28
Weiss Asset Management
Massachusetts
$285K 23,028 +23,028 New
ICM
29
Ionic Capital Management
New York
$278K 22,450 +22,450 New
OC
30
Oppenheimer & Co
New York
$272K 22,017 +22,017 New
CCP
31
Clough Capital Partners
Massachusetts
$252K 20,400 +20,400 New
SCM
32
Saba Capital Management
New York
$231K 18,712 – –
Squarepoint
33
Squarepoint
New York
$216K 17,500 +17,500 New
SFS
34
Shaker Financial Services
Virginia
$208K 16,810 -41,770 -71%
LPL Financial
35
LPL Financial
California
$185K 14,887 +14,887 New
BBPWM
36
Blue Bell Private Wealth Management
Pennsylvania
$177K 14,299 -14,765 -51%
Royal Bank of Canada
37
Royal Bank of Canada
Ontario, Canada
$150K 12,095 +469 +4%
RJT
38
Raymond James Trust
Florida
$147K 11,851 +11,851 New
KA
39
Klingman & Associates
New York
$143K 11,600 +11,600 New
CG
40
Caprock Group
Idaho
$131K 10,598 -77,639 -88%
CCM
41
Coe Capital Management
Illinois
$124K 10,000 +10,000 New
Citigroup
42
Citigroup
New York
$99K 8,017 +155 +2%
AIG
43
American International Group
New York
$86K 6,921 +6 +0.1%
AIA
44
Allegis Investment Advisors
Idaho
$68K 5,465 +5,465 New
BA
45
BlackRock Advisors
Delaware
$48K 3,881 +3,881 New
MFW
46
Mosaic Family Wealth
Missouri
$30K 2,498 +2,498 New
PNC Financial Services Group
47
PNC Financial Services Group
Pennsylvania
$22K 1,664 +29 +2%
MFS
48
MSI Financial Services
Massachusetts
$16K 1,319 +812 +160%
NFG
49
Next Financial Group
Texas
$11K 900 – –
Creative Planning
50
Creative Planning
Kansas
$6K 500 – –
1
2
3