SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

50 hedge funds and large institutions have $67.9M invested in LMP Capital and Income Fund in 2016 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 22 reducing their positions, and 11 closing their positions.

Holders
50
Holders Change
-6
Holders Change %
-10.71%
% of All Funds
1.33%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
22
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$9.53M
2
Bank of America
2
Bank of America
North Carolina
$2.3M
3
RCM
3
Rivernorth Capital Management
Florida
$6.27M
4
CA
4
Cornerstone Advisors
North Carolina
$3.44M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.27M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$4.25M
2
WAM
2
Wolverine Asset Management
Illinois
$1.41M
3
SG Americas Securities
3
SG Americas Securities
New York
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$7.18M
5
BFM
5
Boothbay Fund Management
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$9.53M 770,322 +297,122 +63%
RJA
2
Raymond James & Associates
Florida
$7.72M 623,948 -13,719 -2%
Morgan Stanley
3
Morgan Stanley
New York
$7.18M 580,304 -32,646 -5%
RCM
4
Rivernorth Capital Management
Florida
$6.27M 506,447 +52,790 +12%
Lazard Asset Management
5
Lazard Asset Management
New York
$4.5M 363,771 +981 +0.3%
AAM
6
Advisors Asset Management
Colorado
$4.25M 343,226 -183,003 -35%
Invesco
7
Invesco
Georgia
$3.65M 295,229 -25,094 -8%
CA
8
Cornerstone Advisors
North Carolina
$3.44M 277,684 +45,509 +20%
Cohen & Steers
9
Cohen & Steers
New York
$2.98M 240,611 -12,705 -5%
Bank of America
10
Bank of America
North Carolina
$2.3M 185,964 +63,690 +52%
1CP
11
1607 Capital Partners
Virginia
$1.91M 154,221 -25,450 -14%
LCM
12
Landscape Capital Management
New Jersey
$1.77M 143,059 +16,062 +13%
MC
13
Matisse Capital
Oregon
$1.56M 126,097 -29,504 -19%
WAM
14
Wolverine Asset Management
Illinois
$1.41M 114,148 -123,693 -52%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$1.27M 102,658 +26,293 +34%
MIG
16
Mariner Investment Group
New York
$1.01M 81,737 +13,361 +20%
PPA
17
Parametric Portfolio Associates
Washington
$884K 71,430 +932 +1%
AA
18
AQR Arbitrage
Connecticut
$521K 42,154 -1,215 -3%
UCFA
19
United Capital Financial Advisors
Texas
$473K 38,235 -1,736 -4%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$471K 38,042 -4,909 -11%
CAS
21
Cue Advisory Services
Arizona
$464K 37,537 -994 -3%
TJHA
22
Thomas J. Herzfeld Advisors
Florida
$408K 33,012 -759 -2%
OC
23
Oppenheimer & Co
New York
$399K 32,293 +10,276 +47%
CCM
24
Coe Capital Management
Illinois
$371K 30,000 +20,000 +200%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$358K 29,042 -6,687 -19%
1
2 3