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SCD

LMP Capital and Income Fund

27 hedge funds and large institutions have $72.8M invested in LMP Capital and Income Fund in 2014 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 8 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

63% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 8

1.19% more ownership

Funds ownership: 22.76%23.95% (+1.2%)

0% more capital invested

Capital invested by funds: $72.6M → $72.8M (+$216K)

10% less funds holding

Funds holding: 3027 (-3)

60% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 5

Holders
27
Holders Change
-3
Holders Change %
-10%
% of All Funds
0.78%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
13
Reduced
8
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$26.7M +$4.23M +239,152 +18%
Morgan Stanley
2
Morgan Stanley
New York
$13.6M +$1.14M +64,739 +9%
Lazard Asset Management
3
Lazard Asset Management
New York
$5.77M +$16.8K +950 +0.3%
Invesco
4
Invesco
Georgia
$4.91M +$1.49M +84,225 +41%
RJA
5
Raymond James & Associates
Florida
$4.34M +$904K +51,174 +25%
GC
6
Guggenheim Capital
Illinois
$3.97M -$1.15M -65,216 -22%
Wells Fargo
7
Wells Fargo
California
$3.58M -$1.76M -99,490 -32%
Cohen & Steers
8
Cohen & Steers
New York
$3.35M
CA
9
Cornerstone Advisors
North Carolina
$1.32M -$351K -19,842 -20%
SCM
10
Saba Capital Management
New York
$911K
PAG
11
Private Advisor Group
New Jersey
$876K -$14.5K -822 -2%
BBPWM
12
Blue Bell Private Wealth Management
Pennsylvania
$648K -$136K -7,685 -17%
U
13
UBS
Switzerland
$544K +$412K +23,314 +264%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$414K -$383K -21,665 -47%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$403K +$49.9K +2,825 +13%
Bank of America
16
Bank of America
North Carolina
$321K +$82.6K +4,675 +33%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$233K +$24.4K +1,381 +11%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$231K +$83.9K +4,751 +53%
LPL Financial
19
LPL Financial
California
$192K -$121K -6,866 -37%
UCFA
20
United Capital Financial Advisors
Texas
$191K +$200K +11,329 New
Citigroup
21
Citigroup
New York
$156K +$30.3K +1,717 +23%
AIG
22
American International Group
New York
$117K +$71 +4 +0.1%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$48K +$25K +1,417 +101%
Creative Planning
24
Creative Planning
Kansas
$8K
MA
25
MCF Advisors
Kentucky
$6K