SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

42 hedge funds and large institutions have $67.9M invested in LMP Capital and Income Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.05%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
15
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Landscape Capital Management
New Jersey
$1.04M
2
GC
2
Guggenheim Capital
Illinois
$3.18M
3
Wells Fargo
3
Wells Fargo
California
$10.7M
4
Morgan Stanley
4
Morgan Stanley
New York
$11.8M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$785K

Top Sellers

1
Lazard Asset Management
1
Lazard Asset Management
New York
$2.64M
2
RCM
2
Rivernorth Capital Management
Florida
$5.5M
3
MC
3
Matisse Capital
Oregon
$442K
4
AAM
4
Advisors Asset Management
Colorado
$1.18M
5
CCM
5
Coe Capital Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.8M 888,270 +44,712 +5%
Wells Fargo
2
Wells Fargo
California
$10.7M 803,537 +46,883 +6%
RJA
3
Raymond James & Associates
Florida
$9.2M 692,419 +37,480 +6%
RCM
4
Rivernorth Capital Management
Florida
$5.5M 413,480 -119,167 -22%
CA
5
Cornerstone Advisors
North Carolina
$3.93M 295,693 – –
GC
6
Guggenheim Capital
Illinois
$3.18M 239,491 +48,550 +25%
Invesco
7
Invesco
Georgia
$3.17M 238,296 -14,948 -6%
Cohen & Steers
8
Cohen & Steers
New York
$3.09M 232,291 -8,320 -3%
Lazard Asset Management
9
Lazard Asset Management
New York
$2.64M 198,337 -146,809 -43%
Bank of America
10
Bank of America
North Carolina
$2.6M 195,508 +2,587 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.15M 162,001 +24,815 +18%
1CP
12
1607 Capital Partners
Virginia
$1.9M 142,921 -3,200 -2%
AAM
13
Advisors Asset Management
Colorado
$1.18M 89,028 -53,516 -38%
LCM
14
Landscape Capital Management
New Jersey
$1.04M 78,488 +57,317 +271%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$785K 59,036 +37,791 +178%
CAS
16
Cue Advisory Services
Arizona
$512K 38,553 -370 -1%
MC
17
Matisse Capital
Oregon
$442K 33,223 -82,809 -71%
IECM
18
Intrinsic Edge Capital Management
Illinois
$399K 30,000 +30,000 New
OC
19
Oppenheimer & Co
New York
$388K 29,168 – –
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$382K 28,740 -2,057 -7%
PAG
21
Private Advisor Group
New Jersey
$332K 24,171 – –
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$319K 24,002 +24,002 New
SFS
23
Shaker Financial Services
Virginia
$278K 20,921 +20,921 New
MFS
24
MSI Financial Services
Massachusetts
$261K 19,657 -3,988 -17%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$219K 16,470 -2,700 -14%
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