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SCD

LMP Capital and Income Fund

42 hedge funds and large institutions have $67.9M invested in LMP Capital and Income Fund in 2016 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 15 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

5% more funds holding

Funds holding: 4042 (+2)

7% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 14

0.6% less ownership

Funds ownership: 29.02%28.42% (-0.6%)

5% less capital invested

Capital invested by funds: $71.1M → $67.9M (-$3.21M)

Holders
42
Holders Change
+2
Holders Change %
+5%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
15
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.8M +$581K +44,712 +5%
Wells Fargo
2
Wells Fargo
California
$10.7M +$609K +46,883 +6%
RJA
3
Raymond James & Associates
Florida
$9.2M +$487K +37,480 +6%
RCM
4
Rivernorth Capital Management
Florida
$5.5M -$1.55M -119,167 -22%
CA
5
Cornerstone Advisors
North Carolina
$3.93M
GC
6
Guggenheim Capital
Illinois
$3.18M +$631K +48,550 +25%
Invesco
7
Invesco
Georgia
$3.17M -$194K -14,948 -6%
Cohen & Steers
8
Cohen & Steers
New York
$3.09M -$108K -8,320 -3%
Lazard Asset Management
9
Lazard Asset Management
New York
$2.63M -$1.91M -146,809 -43%
Bank of America
10
Bank of America
North Carolina
$2.6M +$33.6K +2,587 +1%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$2.15M +$322K +24,815 +18%
1CP
12
1607 Capital Partners
Virginia
$1.9M -$41.6K -3,200 -2%
AAM
13
Advisors Asset Management
Colorado
$1.18M -$695K -53,516 -38%
LCM
14
Landscape Capital Management
New Jersey
$1.04M +$745K +57,317 +271%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$785K +$491K +37,791 +178%
CAS
16
Cue Advisory Services
Arizona
$512K -$4.81K -370 -1%
MC
17
Matisse Capital
Oregon
$442K -$1.08M -82,809 -71%
IECM
18
Intrinsic Edge Capital Management
Illinois
$399K +$390K +30,000 New
OC
19
Oppenheimer & Co
New York
$388K
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$382K -$26.7K -2,057 -7%
PAG
21
Private Advisor Group
New Jersey
$332K
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$319K +$312K +24,002 New
SFS
23
Shaker Financial Services
Virginia
$278K +$272K +20,921 New
MFS
24
MSI Financial Services
Massachusetts
$261K -$51.8K -3,988 -17%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$219K -$35.1K -2,700 -14%