SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

36 hedge funds and large institutions have $72.3M invested in LMP Capital and Income Fund in 2017 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 6 closing their positions.

Holders
36
Holders Change
-5
Holders Change %
-12.2%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
14
Reduced
14
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$5.19M
2
PPA
2
Parametric Portfolio Associates
Washington
$1.74M
3
Morgan Stanley
3
Morgan Stanley
New York
$12.3M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.37M
5
OC
5
Oppenheimer & Co
New York
$516K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$3.83M
2
LCM
2
Landscape Capital Management
New Jersey
$0
3
Cohen & Steers
3
Cohen & Steers
New York
$1.66M
4
RJA
4
Raymond James & Associates
Florida
$9.37M
5
GC
5
Guggenheim Capital
Illinois
$2.87M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.3M 866,970 +26,693 +3%
Wells Fargo
2
Wells Fargo
California
$12.2M 860,622 -5,392 -0.6%
RJA
3
Raymond James & Associates
Florida
$9.37M 659,066 -62,815 -9%
AAM
4
Advisors Asset Management
Colorado
$5.19M 364,838 +191,513 +110%
RCM
5
Rivernorth Capital Management
Florida
$3.83M 269,021 -106,327 -28%
CA
6
Cornerstone Advisors
North Carolina
$3.78M 265,709 -25,484 -9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$3.37M 237,070 +24,777 +12%
Invesco
8
Invesco
Georgia
$3.12M 219,210 -31,957 -13%
GC
9
Guggenheim Capital
Illinois
$2.87M 202,117 -45,509 -18%
Lazard Asset Management
10
Lazard Asset Management
New York
$2.82M 198,337 – –
1CP
11
1607 Capital Partners
Virginia
$2.74M 192,577 -17,300 -8%
Bank of America
12
Bank of America
North Carolina
$2.54M 178,461 -41,513 -19%
PPA
13
Parametric Portfolio Associates
Washington
$1.74M 122,468 +122,468 New
Cohen & Steers
14
Cohen & Steers
New York
$1.66M 116,738 -70,498 -38%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$726K 51,032 +4,891 +11%
LTFS
16
Ladenburg Thalmann Financial Services
Florida
$626K 43,981 -12,598 -22%
CAS
17
Cue Advisory Services
Arizona
$540K 37,998 – –
OC
18
Oppenheimer & Co
New York
$516K 36,256 +8,706 +32%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$346K 24,351 +349 +1%
PAG
20
Private Advisor Group
New Jersey
$318K 22,321 -1,850 -8%
UBS Group
21
UBS Group
Switzerland
$238K 16,761 +214 +1%
CCP
22
Cardan Capital Partners
Colorado
$218K 15,301 +616 +4%
Citigroup
23
Citigroup
New York
$188K 13,211 +2,968 +29%
CIA
24
Capital Investment Advisors
Georgia
$183K 12,900 +1,500 +13%
AG
25
Advisor Group
Arizona
$171K 12,052 +706 +6%
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