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SCD

LMP Capital and Income Fund

41 hedge funds and large institutions have $74.9M invested in LMP Capital and Income Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

10% more capital invested

Capital invested by funds: $67.9M → $74.9M (+$6.95M)

0.87% more ownership

Funds ownership: 28.42%29.29% (+0.87%)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

2% less funds holding

Funds holding: 4241 (-1)

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.02%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
16
Reduced
9
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$12.3M +$871K +62,477 +8%
Morgan Stanley
2
Morgan Stanley
New York
$12M -$669K -47,993 -5%
RJA
3
Raymond James & Associates
Florida
$10.3M +$411K +29,462 +4%
RCM
4
Rivernorth Capital Management
Florida
$5.34M -$531K -38,132 -9%
CA
5
Cornerstone Advisors
North Carolina
$4.14M -$62.7K -4,500 -2%
Invesco
6
Invesco
Georgia
$3.57M +$179K +12,871 +5%
GC
7
Guggenheim Capital
Illinois
$3.52M +$113K +8,135 +3%
Bank of America
8
Bank of America
North Carolina
$3.13M +$341K +24,466 +13%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.02M +$701K +50,292 +31%
1CP
10
1607 Capital Partners
Virginia
$2.99M +$933K +66,956 +47%
Lazard Asset Management
11
Lazard Asset Management
New York
$2.82M
Cohen & Steers
12
Cohen & Steers
New York
$2.66M -$628K -45,055 -19%
AAM
13
Advisors Asset Management
Colorado
$2.47M +$1.17M +84,297 +95%
LCM
14
Landscape Capital Management
New Jersey
$1.08M +$38.9K +2,792 +4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$805K -$34.2K -2,457 -4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$657K +$413K +29,671 +180%
CAS
17
Cue Advisory Services
Arizona
$541K -$7.73K -555 -1%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$409K
OC
19
Oppenheimer & Co
New York
$392K -$22.5K -1,618 -6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$342K
PAG
21
Private Advisor Group
New Jersey
$341K
UBS Group
22
UBS Group
Switzerland
$235K +$36.3K +2,606 +19%
MML Investors Services
23
MML Investors Services
Massachusetts
$219K +$215K +15,410 New
CCP
24
Cardan Capital Partners
Colorado
$209K +$205K +14,685 New
LPL Financial
25
LPL Financial
California
$200K +$26.4K +1,893 +16%