SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

41 hedge funds and large institutions have $74.9M invested in LMP Capital and Income Fund in 2017 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 7 closing their positions.

Holders
41
Holders Change
-1
Holders Change %
-2.38%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
16
Reduced
9
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$2.47M
2
1CP
2
1607 Capital Partners
Virginia
$2.99M
3
Wells Fargo
3
Wells Fargo
California
$12.3M
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$3.02M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$657K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$12M
2
Cohen & Steers
2
Cohen & Steers
New York
$2.66M
3
RCM
3
Rivernorth Capital Management
Florida
$5.34M
4
MC
4
Matisse Capital
Oregon
$0
5
IECM
5
Intrinsic Edge Capital Management
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$12.3M 866,014 +62,477 +8%
Morgan Stanley
2
Morgan Stanley
New York
$12M 840,277 -47,993 -5%
RJA
3
Raymond James & Associates
Florida
$10.3M 721,881 +29,462 +4%
RCM
4
Rivernorth Capital Management
Florida
$5.34M 375,348 -38,132 -9%
CA
5
Cornerstone Advisors
North Carolina
$4.14M 291,193 -4,500 -2%
Invesco
6
Invesco
Georgia
$3.57M 251,167 +12,871 +5%
GC
7
Guggenheim Capital
Illinois
$3.52M 247,626 +8,135 +3%
Bank of America
8
Bank of America
North Carolina
$3.13M 219,974 +24,466 +13%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.02M 212,293 +50,292 +31%
1CP
10
1607 Capital Partners
Virginia
$2.99M 209,877 +66,956 +47%
Lazard Asset Management
11
Lazard Asset Management
New York
$2.82M 198,337 – –
Cohen & Steers
12
Cohen & Steers
New York
$2.66M 187,236 -45,055 -19%
AAM
13
Advisors Asset Management
Colorado
$2.47M 173,325 +84,297 +95%
LCM
14
Landscape Capital Management
New Jersey
$1.08M 81,280 +2,792 +4%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$805K 56,579 -2,457 -4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$657K 46,141 +29,671 +180%
CAS
17
Cue Advisory Services
Arizona
$541K 37,998 -555 -1%
TJHA
18
Thomas J. Herzfeld Advisors
Florida
$409K 28,740 – –
OC
19
Oppenheimer & Co
New York
$392K 27,550 -1,618 -6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$342K 24,002 – –
PAG
21
Private Advisor Group
New Jersey
$341K 24,171 – –
UBS Group
22
UBS Group
Switzerland
$235K 16,547 +2,606 +19%
MML Investors Services
23
MML Investors Services
Massachusetts
$219K 15,410 +15,410 New
CCP
24
Cardan Capital Partners
Colorado
$209K 14,685 +14,685 New
LPL Financial
25
LPL Financial
California
$200K 14,101 +1,893 +16%
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