SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

43 hedge funds and large institutions have $55.2M invested in LMP Capital and Income Fund in 2023 Q1 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 13 reducing their positions, and 5 closing their positions.

Holders
43
Holders Change
+2
Holders Change %
+4.88%
% of All Funds
0.69%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
14
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$2.78M
2
CA
2
Cornerstone Advisors
North Carolina
$3.12M
3
WAM
3
Wolverine Asset Management
Illinois
$524K
4
AA
4
AQR Arbitrage
Connecticut
$275K
5
1CP
5
1607 Capital Partners
Virginia
$1.11M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$2.02M
2
AAM
2
Advisors Asset Management
Colorado
$8.09M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.85M
4
Invesco
4
Invesco
Georgia
$861K
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$10.9M 889,718 +12,853 +1%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.24M 757,016 +10,767 +1%
AAM
3
Advisors Asset Management
Colorado
$8.09M 662,489 -56,770 -8%
Morgan Stanley
4
Morgan Stanley
New York
$5.85M 479,000 -46,079 -9%
CA
5
Cornerstone Advisors
North Carolina
$3.12M 255,443 +57,142 +29%
KIM
6
Karpus Investment Management
New York
$2.78M 228,022 +98,432 +76%
Wells Fargo
7
Wells Fargo
California
$2.02M 165,369 -117,439 -42%
SPIA
8
Steward Partners Investment Advisory
New York
$1.16M 94,725 +9,175 +11%
SFS
9
Shaker Financial Services
Virginia
$1.14M 90,960 -10,744 -11%
1CP
10
1607 Capital Partners
Virginia
$1.11M 90,648 +18,725 +26%
Osaic Holdings
11
Osaic Holdings
Arizona
$1.03M 84,255 -8,042 -9%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$952K 78,002 +15,482 +25%
ARC
13
Advisor Resource Council
Texas
$928K 75,900 -1,000 -1%
Invesco
14
Invesco
Georgia
$861K 70,487 -27,856 -28%
WAM
15
Wolverine Asset Management
Illinois
$524K 42,895 +42,895 New
LSC
16
Logan Stone Capital
Illinois
$479K 39,256 +6,000 +18%
NA
17
NewEdge Advisors
Louisiana
$443K 36,703 – –
GC
18
Guggenheim Capital
Illinois
$407K 33,310 -10,803 -24%
Ameriprise
19
Ameriprise
Minnesota
$395K 32,322 -1,000 -3%
CD
20
Chapin Davis
Maryland
$383K 31,382 +10,442 +50%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$373K 30,522 +113 +0.4%
PA
22
PFG Advisors
Arizona
$336K 27,521 -1,510 -5%
XF
23
XML Financial
Maryland
$334K 27,378 – –
ACM
24
AlphaStar Capital Management
North Carolina
$279K 22,839 +3,814 +20%
AA
25
AQR Arbitrage
Connecticut
$275K 22,493 +22,493 New
1
2