SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

38 hedge funds and large institutions have $43.2M invested in LMP Capital and Income Fund in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
38
Holders Change
+1
Holders Change %
+2.7%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
13
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$4.74M
2
CA
2
Cornerstone Advisors
North Carolina
$3.76M
3
WAM
3
Wolverine Asset Management
Illinois
$1.04M
4
AA
4
AQR Arbitrage
Connecticut
$466K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.19M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$4.02M
2
DA
2
Doliver Advisors
Texas
$0
3
AAM
3
Advisors Asset Management
Colorado
$4.93M
4
Invesco
4
Invesco
Georgia
$450K
5
RJA
5
Raymond James & Associates
Florida
$9.55M
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$9.55M 936,057 -23,184 -2%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.19M 901,378 +13,747 +2%
AAM
3
Advisors Asset Management
Colorado
$4.93M 483,259 -46,181 -9%
Wells Fargo
4
Wells Fargo
California
$4.74M 464,154 +205,541 +79%
Morgan Stanley
5
Morgan Stanley
New York
$4.02M 394,003 -242,406 -38%
CA
6
Cornerstone Advisors
North Carolina
$3.76M 368,118 +182,727 +99%
WAM
7
Wolverine Asset Management
Illinois
$1.04M 101,973 +37,003 +57%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$628K 61,524 -11,951 -16%
Osaic Holdings
9
Osaic Holdings
Arizona
$612K 59,684 -1,848 -3%
AA
10
AQR Arbitrage
Connecticut
$466K 45,674 +29,376 +180%
Invesco
11
Invesco
Georgia
$450K 44,159 -37,693 -46%
PPA
12
Parametric Portfolio Associates
Washington
$382K 37,416 -9,364 -20%
Ameriprise
13
Ameriprise
Minnesota
$376K 36,908 -620 -2%
PA
14
PFG Advisors
Arizona
$360K 34,227 +5 +0%
XF
15
XML Financial
Maryland
$347K 34,053 -5,845 -15%
SFS
16
Shaker Financial Services
Virginia
$297K 29,101 +13,036 +81%
AAS
17
Avantax Advisory Services
Texas
$275K 26,870 +7,104 +36%
Bank of America
18
Bank of America
North Carolina
$228K 22,363 -2,144 -9%
LCM
19
Landscape Capital Management
New Jersey
$179K 17,573 -806 -4%
M&T Bank
20
M&T Bank
New York
$168K 16,500 +3,000 +22%
LPL Financial
21
LPL Financial
California
$163K 15,973 -23,112 -59%
CIA
22
Capital Investment Advisors
Georgia
$145K 14,200 – –
Truist Financial
23
Truist Financial
North Carolina
$144K 14,160 – –
CRC
24
Curi RMB Capital
Illinois
$120K 11,748 +11,748 New
Citigroup
25
Citigroup
New York
$118K 11,546 -77 -0.7%
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