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SCD

LMP Capital and Income Fund

29 hedge funds and large institutions have $73.7M invested in LMP Capital and Income Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% less capital invested

Capital invested by funds: $77.4M → $73.7M (-$3.75M)

1.21% less ownership

Funds ownership: 25.69%24.47% (-1.2%)

3% less funds holding

Funds holding: 3029 (-1)

21% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 14

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
14
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$24.4M -$1.91M -112,965 -7%
Morgan Stanley
2
Morgan Stanley
New York
$13.2M -$255K -15,116 -2%
Invesco
3
Invesco
Georgia
$7.13M +$968K +57,305 +16%
Lazard Asset Management
4
Lazard Asset Management
New York
$5.86M -$24.6K -1,459 -0.4%
RJA
5
Raymond James & Associates
Florida
$5.27M +$449K +26,580 +9%
Cohen & Steers
6
Cohen & Steers
New York
$4.24M +$496K +29,341 +13%
Wells Fargo
7
Wells Fargo
California
$4.05M +$282K +16,702 +7%
GC
8
Guggenheim Capital
Illinois
$2.06M -$965K -57,152 -32%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$826K +$489K +28,940 +142%
PAG
10
Private Advisor Group
New Jersey
$704K -$48.1K -2,850 -6%
CA
11
Cornerstone Advisors
North Carolina
$664K -$649K -38,400 -49%
CAS
12
Cue Advisory Services
Arizona
$662K -$11.7K -693 -2%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$591K -$39.2K -2,318 -6%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$572K +$6.84K +405 +1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$465K +$274K +16,219 +141%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$443K -$47.5K -2,815 -10%
UBS Group
17
UBS Group
Switzerland
$407K +$65K +3,848 +19%
Bank of America
18
Bank of America
North Carolina
$375K -$66.3K -3,922 -15%
UCFA
19
United Capital Financial Advisors
Texas
$359K +$362K +21,457 New
SCM
20
Saba Capital Management
New York
$313K -$10.4K -614 -3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$223K -$13.3K -790 -6%
OC
22
Oppenheimer & Co
New York
$222K -$8.95K -530 -4%
LPL Financial
23
LPL Financial
California
$186K +$676 +40 +0.4%
DA
24
Doliver Advisors
Texas
$183K +$184K +10,909 New
Citigroup
25
Citigroup
New York
$140K +$6.23K +369 +5%