SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

29 hedge funds and large institutions have $73.7M invested in LMP Capital and Income Fund in 2015 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.77%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Invesco
1
Invesco
Georgia
$7.13M
2
Cohen & Steers
2
Cohen & Steers
New York
$4.24M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$826K
4
RJA
4
Raymond James & Associates
Florida
$5.27M
5
UCFA
5
United Capital Financial Advisors
Texas
$359K

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$24.4M
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
CG
3
Caprock Group
Idaho
$0
4
GC
4
Guggenheim Capital
Illinois
$2.06M
5
CA
5
Cornerstone Advisors
North Carolina
$664K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$24.4M 1,458,392 -112,965 -7%
Morgan Stanley
2
Morgan Stanley
New York
$13.2M 786,164 -15,116 -2%
Invesco
3
Invesco
Georgia
$7.13M 425,882 +57,305 +16%
Lazard Asset Management
4
Lazard Asset Management
New York
$5.86M 349,857 -1,459 -0.4%
RJA
5
Raymond James & Associates
Florida
$5.27M 315,061 +26,580 +9%
Cohen & Steers
6
Cohen & Steers
New York
$4.24M 253,316 +29,341 +13%
Wells Fargo
7
Wells Fargo
California
$4.05M 241,841 +16,702 +7%
GC
8
Guggenheim Capital
Illinois
$2.06M 123,053 -57,152 -32%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$826K 49,354 +28,940 +142%
PAG
10
Private Advisor Group
New Jersey
$704K 42,071 -2,850 -6%
CA
11
Cornerstone Advisors
North Carolina
$664K 39,674 -38,400 -49%
CAS
12
Cue Advisory Services
Arizona
$662K 39,501 -693 -2%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$591K 35,345 -2,318 -6%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$572K 34,145 +405 +1%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$465K 27,748 +16,219 +141%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$443K 26,469 -2,815 -10%
UBS Group
17
UBS Group
Switzerland
$407K 24,283 +3,848 +19%
Bank of America
18
Bank of America
North Carolina
$375K 22,405 -3,922 -15%
UCFA
19
United Capital Financial Advisors
Texas
$359K 21,457 +21,457 New
SCM
20
Saba Capital Management
New York
$313K 18,712 -614 -3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$223K 13,337 -790 -6%
OC
22
Oppenheimer & Co
New York
$222K 13,257 -530 -4%
LPL Financial
23
LPL Financial
California
$186K 11,132 +40 +0.4%
DA
24
Doliver Advisors
Texas
$183K 10,909 +10,909 New
Citigroup
25
Citigroup
New York
$140K 8,326 +369 +5%
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