United Capital Financial Advisors’s LMP Capital and Income Fund SCD Stock Holding History

United Capital Financial Advisors’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-24,533	Closed	-$319K	–	1304
2016 Q2	$319K	Sell	24,533 -13,702	-36%	-$173K	﹤0.01%	1018
2016 Q1	$473K	Sell	38,235 -1,736	-4%	-$19.8K	0.01%	895
2015 Q4	$494K	Buy	39,971 +1,051	+3%	+$13.3K	0.01%	889
2015 Q3	$473K	Buy	38,920 +3,797	+11%	+$52.9K	0.01%	909
2015 Q2	$530K	Buy	35,123 +13,666	+64%	+$224K	0.01%	896
2015 Q1	$359K	Buy	+21,457	New	+$362K	﹤0.01%	1017
2014 Q4	–	Sell	-11,329	Closed	-$191K	–	1186
2014 Q3	$191K	Buy	+11,329	New	+$200K	﹤0.01%	1052

Other funds holding SCD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Lazard Asset Management New York $66.1B AUM 33.53% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

United Capital Financial Advisors's SCD Position: Q3 2016 in Review

United Capital Financial Advisors sold out of LMP Capital and Income Fund (SCD) in Q3 2016, closing a stake of 24,533 shares — an estimated $319K sold.

United Capital Financial Advisors first reported a position in SCD in Q3 2014 and held it in 7 quarters. The position peaked at $530K in Q2 2015. 40 funds tracked by Wall St. Rank hold SCD as of Q3 2016.

United Capital Financial Advisors reported no remaining LMP Capital and Income Fund position as of Q3 2016 after selling out during the quarter.
United Capital Financial Advisors sold 24,533 LMP Capital and Income Fund shares in Q3 2016, an estimated $319K.
United Capital Financial Advisors first reported a position in LMP Capital and Income Fund in Q3 2014 and held it in 7 quarters.
United Capital Financial Advisors's LMP Capital and Income Fund position peaked at $530K in Q2 2015.
40 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q3 2016.

Based on United Capital Financial Advisors's 13F filing for Q3 2016, filed 14 Nov 2016.