Rivernorth Capital Management’s LMP Capital and Income Fund SCD Stock Holding History

Rivernorth Capital Management’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q1	–	Sell	-11,123	Closed	-$169K	–	843
2021 Q4	$169K	Sell	11,123 -3,993	-26%	-$58.1K	0.01%	471
2021 Q3	$208K	Sell	15,116 -15,626	-51%	-$224K	0.01%	369
2021 Q2	$443K	Sell	30,742 -12,202	-28%	-$168K	0.03%	311
2021 Q1	$545K	Buy	+42,944	New	+$524K	0.03%	254
2018 Q3	–	Sell	-64,910	Closed	-$834K	–	231
2018 Q2	$834K	Hold	64,910	–	–	0.07%	141
2018 Q1	$819K	Sell	64,910 -24,325	-27%	-$331K	0.06%	140
2017 Q4	$1.25M	Sell	89,235 -32,781	-27%	-$461K	0.09%	123
2017 Q3	$1.76M	Sell	122,016 -147,005	-55%	-$2.1M	0.14%	90
2017 Q2	$3.83M	Sell	269,021 -106,327	-28%	-$1.52M	0.29%	81
2017 Q1	$5.34M	Sell	375,348 -38,132	-9%	-$531K	0.37%	78
2016 Q4	$5.5M	Sell	413,480 -119,167	-22%	-$1.55M	0.36%	88
2016 Q3	$7.26M	Sell	532,647 -56,450	-10%	-$770K	0.53%	61
2016 Q2	$7.74M	Buy	589,097 +82,650	+16%	+$1.04M	0.5%	63
2016 Q1	$6.26M	Buy	506,447 +52,790	+12%	+$603K	0.39%	72
2015 Q4	$5.61M	Buy	453,657 +375,725	+482%	+$4.74M	0.32%	93
2015 Q3	$948K	Buy	+77,932	New	+$1.08M	0.06%	175

Other funds holding SCD

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Rivernorth Capital Management's SCD Position: Q1 2022 in Review

Rivernorth Capital Management sold out of LMP Capital and Income Fund (SCD) in Q1 2022, closing a stake of 11,123 shares — an estimated $169K sold.

Rivernorth Capital Management first reported a position in SCD in Q3 2015 and held it in 16 quarters. The position peaked at $7.74M in Q2 2016. 39 funds tracked by Wall St. Rank hold SCD as of Q1 2022.

Rivernorth Capital Management reported no remaining LMP Capital and Income Fund position as of Q1 2022 after selling out during the quarter.
Rivernorth Capital Management sold 11,123 LMP Capital and Income Fund shares in Q1 2022, an estimated $169K.
Rivernorth Capital Management first reported a position in LMP Capital and Income Fund in Q3 2015 and held it in 16 quarters.
Rivernorth Capital Management's LMP Capital and Income Fund position peaked at $7.74M in Q2 2016.
39 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q1 2022.

Based on Rivernorth Capital Management's 13F filing for Q1 2022, filed 16 May 2022.