SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

56 hedge funds and large institutions have $68.4M invested in LMP Capital and Income Fund in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
56
Holders Change
+15
Holders Change %
+36.59%
% of All Funds
1.47%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
20
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$5.61M
2
CA
2
Cornerstone Advisors
North Carolina
$2.87M
3
MC
3
Matisse Capital
Oregon
$1.93M
4
LCM
4
Landscape Capital Management
New Jersey
$1.57M
5
Wells Fargo
5
Wells Fargo
California
$5.85M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$6.51M
2
CG
2
Caprock Group
Idaho
$131K
3
GC
3
Guggenheim Capital
Illinois
$0
4
Invesco
4
Invesco
Georgia
$3.96M
5
SFS
5
Shaker Financial Services
Virginia
$208K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$7.89M 637,667 +29,554 +5%
Morgan Stanley
2
Morgan Stanley
New York
$7.58M 612,950 -39,722 -6%
AAM
3
Advisors Asset Management
Colorado
$6.51M 526,229 -307,902 -37%
Wells Fargo
4
Wells Fargo
California
$5.85M 473,200 +72,587 +18%
RCM
5
Rivernorth Capital Management
Florida
$5.61M 453,657 +375,725 +482%
Lazard Asset Management
6
Lazard Asset Management
New York
$4.49M 362,790 +6,570 +2%
Invesco
7
Invesco
Georgia
$3.96M 320,323 -53,094 -14%
Cohen & Steers
8
Cohen & Steers
New York
$3.13M 253,316 – –
WAM
9
Wolverine Asset Management
Illinois
$2.94M 237,841 -21,208 -8%
CA
10
Cornerstone Advisors
North Carolina
$2.87M 232,175 +178,501 +333%
1CP
11
1607 Capital Partners
Virginia
$2.22M 179,671 +52,769 +42%
MC
12
Matisse Capital
Oregon
$1.93M 155,601 +155,601 New
LCM
13
Landscape Capital Management
New Jersey
$1.57M 126,997 +97,574 +332%
Bank of America
14
Bank of America
North Carolina
$1.51M 122,274 +7,085 +6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$945K 76,365 +19,321 +34%
PPA
16
Parametric Portfolio Associates
Washington
$872K 70,498 +47,624 +208%
MIG
17
Mariner Investment Group
New York
$846K 68,376 +68,376 New
AA
18
AQR Arbitrage
Connecticut
$536K 43,369 +6,934 +19%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$531K 42,951 +1,746 +4%
UCFA
20
United Capital Financial Advisors
Texas
$494K 39,971 +1,051 +3%
CAS
21
Cue Advisory Services
Arizona
$477K 38,531 -1,386 -3%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$442K 35,729 +3,385 +10%
SG Americas Securities
23
SG Americas Securities
New York
$441K 35,629 +35,629 New
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$418K 33,771 – –
BFM
25
Boothbay Fund Management
New York
$381K 30,788 +20,548 +201%
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