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SCD

LMP Capital and Income Fund

56 hedge funds and large institutions have $68.4M invested in LMP Capital and Income Fund in 2015 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 20 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 3

100% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 10

37% more funds holding

Funds holding: 4156 (+15)

16% more capital invested

Capital invested by funds: $59.1M → $68.4M (+$9.2M)

3.74% more ownership

Funds ownership: 26.98%30.73% (+3.7%)

Holders
56
Holders Change
+15
Holders Change %
+36.59%
% of All Funds
1.47%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
18
Increased
20
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$7.89M +$373K +29,554 +5%
Morgan Stanley
2
Morgan Stanley
New York
$7.58M -$502K -39,722 -6%
AAM
3
Advisors Asset Management
Colorado
$6.51M -$3.89M -307,902 -37%
Wells Fargo
4
Wells Fargo
California
$5.85M +$917K +72,587 +18%
RCM
5
Rivernorth Capital Management
Florida
$5.61M +$4.74M +375,725 +482%
Lazard Asset Management
6
Lazard Asset Management
New York
$4.49M +$83K +6,570 +2%
Invesco
7
Invesco
Georgia
$3.96M -$670K -53,094 -14%
Cohen & Steers
8
Cohen & Steers
New York
$3.13M
WAM
9
Wolverine Asset Management
Illinois
$2.94M -$268K -21,208 -8%
CA
10
Cornerstone Advisors
North Carolina
$2.87M +$2.25M +178,501 +333%
1CP
11
1607 Capital Partners
Virginia
$2.22M +$666K +52,769 +42%
MC
12
Matisse Capital
Oregon
$1.93M +$1.96M +155,601 New
LCM
13
Landscape Capital Management
New Jersey
$1.57M +$1.23M +97,574 +332%
Bank of America
14
Bank of America
North Carolina
$1.51M +$89.5K +7,085 +6%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$945K +$244K +19,321 +34%
PPA
16
Parametric Portfolio Associates
Washington
$872K +$601K +47,624 +208%
MIG
17
Mariner Investment Group
New York
$846K +$863K +68,376 New
AA
18
AQR Arbitrage
Connecticut
$536K +$87.6K +6,934 +19%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$531K +$22K +1,746 +4%
UCFA
20
United Capital Financial Advisors
Texas
$494K +$13.3K +1,051 +3%
CAS
21
Cue Advisory Services
Arizona
$477K -$17.5K -1,386 -3%
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$442K +$42.7K +3,385 +10%
SG Americas Securities
23
SG Americas Securities
New York
$441K +$450K +35,629 New
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$418K
BFM
25
Boothbay Fund Management
New York
$381K +$259K +20,548 +201%