SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

32 hedge funds and large institutions have $68.6M invested in LMP Capital and Income Fund in 2017 Q3 according to their latest regulatory filings, with 0 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
-4
Holders Change %
-11.11%
% of All Funds
0.8%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
–
Increased
13
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$14M
2
AAM
2
Advisors Asset Management
Colorado
$6.18M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$4.31M
4
Morgan Stanley
4
Morgan Stanley
New York
$13M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$813K

Top Sellers

1
1CP
1
1607 Capital Partners
Virginia
$0
2
RCM
2
Rivernorth Capital Management
Florida
$1.76M
3
CA
3
Cornerstone Advisors
North Carolina
$2.28M
4
GC
4
Guggenheim Capital
Illinois
$2.27M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.09M
Name Market Value Shares Shares
Change 		Shares
Change %
Wells Fargo
1
Wells Fargo
California
$14M 959,518 +98,896 +11%
Morgan Stanley
2
Morgan Stanley
New York
$13M 894,362 +27,392 +3%
RJA
3
Raymond James & Associates
Florida
$9.46M 650,600 -8,466 -1%
AAM
4
Advisors Asset Management
Colorado
$6.18M 425,246 +60,408 +17%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.31M 296,453 +59,383 +25%
Invesco
6
Invesco
Georgia
$2.67M 183,640 -35,570 -16%
Lazard Asset Management
7
Lazard Asset Management
New York
$2.61M 179,437 -18,900 -10%
Bank of America
8
Bank of America
North Carolina
$2.41M 165,749 -12,712 -7%
CA
9
Cornerstone Advisors
North Carolina
$2.28M 156,931 -108,778 -41%
GC
10
Guggenheim Capital
Illinois
$2.27M 155,975 -46,142 -23%
PPA
11
Parametric Portfolio Associates
Washington
$1.83M 126,083 +3,615 +3%
RCM
12
Rivernorth Capital Management
Florida
$1.76M 122,016 -147,005 -55%
Cohen & Steers
13
Cohen & Steers
New York
$1.09M 74,625 -42,113 -36%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$813K 55,923 +4,891 +10%
LTFS
15
Ladenburg Thalmann Financial Services
Florida
$672K 46,222 +2,241 +5%
CAS
16
Cue Advisory Services
Arizona
$546K 37,536 -462 -1%
OC
17
Oppenheimer & Co
New York
$420K 28,920 -7,336 -20%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$355K 24,424 +73 +0.3%
PAG
19
Private Advisor Group
New Jersey
$302K 20,571 -1,750 -8%
CCP
20
Cardan Capital Partners
Colorado
$238K 16,355 +1,054 +7%
UBS Group
21
UBS Group
Switzerland
$222K 15,275 -1,486 -9%
Citigroup
22
Citigroup
New York
$213K 14,628 +1,417 +11%
CIA
23
Capital Investment Advisors
Georgia
$188K 12,900 – –
AG
24
Advisor Group
Arizona
$175K 12,059 +7 +0.1%
SCM
25
Saba Capital Management
New York
$169K 11,589 – –
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