SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

37 hedge funds and large institutions have $59.9M invested in LMP Capital and Income Fund in 2018 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 11 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
11
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$9.22M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$5.35M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.99M
4
AAM
4
Advisors Asset Management
Colorado
$6.73M
5
Cohen & Steers
5
Cohen & Steers
New York
$1.58M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$1.03M
2
Invesco
2
Invesco
Georgia
$194K
3
Wells Fargo
3
Wells Fargo
California
$6.21M
4
CA
4
Cornerstone Advisors
North Carolina
$789K
5
SFS
5
Shaker Financial Services
Virginia
$675K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12M 933,690 +8,986 +1%
RJA
2
Raymond James & Associates
Florida
$9.22M 717,691 +36,939 +5%
AAM
3
Advisors Asset Management
Colorado
$6.73M 523,509 +23,031 +5%
Wells Fargo
4
Wells Fargo
California
$6.21M 483,619 -47,406 -9%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$5.35M 416,292 +30,279 +8%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.99M 310,369 +30,129 +11%
Lazard Asset Management
7
Lazard Asset Management
New York
$2.2M 171,337 -1,600 -0.9%
PPA
8
Parametric Portfolio Associates
Washington
$1.93M 150,202 +8,469 +6%
Bank of America
9
Bank of America
North Carolina
$1.82M 141,599 -2,353 -2%
GC
10
Guggenheim Capital
Illinois
$1.63M 126,532 -12,856 -9%
Cohen & Steers
11
Cohen & Steers
New York
$1.58M 123,205 +11,846 +11%
WAM
12
Wolverine Asset Management
Illinois
$1.03M 80,087 -108,385 -58%
RCM
13
Rivernorth Capital Management
Florida
$834K 64,910 – –
CA
14
Cornerstone Advisors
North Carolina
$789K 61,407 -29,373 -32%
OC
15
Oppenheimer & Co
New York
$785K 61,120 +11,824 +24%
SFS
16
Shaker Financial Services
Virginia
$675K 52,495 -28,432 -35%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$571K 45,259 – –
CAS
18
Cue Advisory Services
Arizona
$479K 37,283 – –
AF
19
Advisornet Financial
Minnesota
$355K 27,650 -4,750 -15%
UBS Group
20
UBS Group
Switzerland
$236K 18,353 -7,182 -28%
AG
21
Advisor Group
Arizona
$221K 17,174 +5,400 +46%
Invesco
22
Invesco
Georgia
$194K 15,115 -55,198 -79%
CIA
23
Capital Investment Advisors
Georgia
$173K 13,500 +100 +0.7%
RJT
24
Raymond James Trust
Florida
$152K 11,814 – –
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$138K 10,748 -17,896 -62%
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