SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

42 hedge funds and large institutions have $62.8M invested in LMP Capital and Income Fund in 2021 Q2 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 9 reducing their positions, and 3 closing their positions.

Holders
42
Holders Change
+6
Holders Change %
+16.67%
% of All Funds
0.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
9
Increased
13
Reduced
9
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ARC
1
Advisor Resource Council
Texas
$1.16M
2
SFS
2
Shaker Financial Services
Virginia
$783K
3
AAM
3
Advisors Asset Management
Colorado
$7.51M
4
RJA
4
Raymond James & Associates
Florida
$13M
5
IWM
5
IHT Wealth Management
Illinois
$429K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
KIM
2
Karpus Investment Management
New York
$3.55M
3
CA
3
Cornerstone Advisors
North Carolina
$3.96M
4
Wells Fargo
4
Wells Fargo
California
$4.86M
5
AA
5
AQR Arbitrage
Connecticut
$335K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$13M 903,716 +32,999 +4%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.6M 803,110 +24,780 +3%
AAM
3
Advisors Asset Management
Colorado
$7.51M 520,545 +37,756 +8%
Morgan Stanley
4
Morgan Stanley
New York
$6.16M 427,049 +3,670 +0.9%
Wells Fargo
5
Wells Fargo
California
$4.86M 336,890 -88,340 -21%
CA
6
Cornerstone Advisors
North Carolina
$3.96M 274,640 -116,478 -30%
KIM
7
Karpus Investment Management
New York
$3.55M 245,911 -116,759 -32%
PPA
8
Parametric Portfolio Associates
Washington
$1.66M 115,342 -3,590 -3%
ARC
9
Advisor Resource Council
Texas
$1.16M 80,100 +80,100 New
Osaic Holdings
10
Osaic Holdings
Arizona
$950K 65,830 +5,058 +8%
1CP
11
1607 Capital Partners
Virginia
$870K 60,323 – –
SFS
12
Shaker Financial Services
Virginia
$783K 54,315 +54,315 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$761K 52,816 +7,090 +16%
Ameriprise
14
Ameriprise
Minnesota
$484K 33,570 -1,861 -5%
PA
15
PFG Advisors
Arizona
$451K 31,275 – –
RCM
16
Rivernorth Capital Management
Florida
$443K 30,742 -12,202 -28%
AAS
17
Avantax Advisory Services
Texas
$442K 30,668 +1,100 +4%
IWM
18
IHT Wealth Management
Illinois
$429K 29,768 +29,768 New
Invesco
19
Invesco
Georgia
$420K 29,139 +29,139 New
XF
20
XML Financial
Maryland
$395K 27,378 – –
GC
21
Guggenheim Capital
Illinois
$381K 26,382 +6,514 +33%
AA
22
AQR Arbitrage
Connecticut
$335K 23,261 -24,775 -52%
LPL Financial
23
LPL Financial
California
$323K 22,394 +5,640 +34%
Bank of America
24
Bank of America
North Carolina
$258K 17,875 -7,249 -29%
ACM
25
AlphaStar Capital Management
North Carolina
$240K 16,353 – –
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