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SCD

LMP Capital and Income Fund

29 hedge funds and large institutions have $43.5M invested in LMP Capital and Income Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

500% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 1

150% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 6

21% more funds holding

Funds holding: 2429 (+5)

12% more capital invested

Capital invested by funds: $38.9M → $43.5M (+$4.62M)

2.29% more ownership

Funds ownership: 13.97%16.26% (+2.3%)

Holders
29
Holders Change
+5
Holders Change %
+20.83%
% of All Funds
0.94%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
15
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.46M +$262K +17,423 +3%
AAM
2
Advisors Asset Management
Colorado
$9.41M +$3.3M +219,037 +53%
GC
3
Guggenheim Capital
Illinois
$6.33M -$943K -62,684 -13%
Lazard Asset Management
4
Lazard Asset Management
New York
$3.76M +$43.5K +2,889 +1%
Cohen & Steers
5
Cohen & Steers
New York
$3.4M +$160K +10,600 +5%
Wells Fargo
6
Wells Fargo
California
$3.35M +$50.9K +3,380 +2%
WAM
7
Wolverine Asset Management
Illinois
$1.79M +$1.34M +89,049 +285%
RJA
8
Raymond James & Associates
Florida
$1.01M +$482K +32,008 +88%
DA
9
Doliver Advisors
Texas
$693K +$701K +46,585 New
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$679K +$439K +29,183 +177%
SCM
11
Saba Capital Management
New York
$639K +$647K +43,000 New
LPL Financial
12
LPL Financial
California
$418K -$631K -41,936 -60%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$357K +$155K +10,281 +75%
DT
14
Diversified Trust
Tennessee
$303K +$58.7K +3,900 +24%
CPA
15
Cowen Prime Advisors
New York
$297K +$75.2K +5,000 +33%
CA
16
Cornerstone Advisors
North Carolina
$297K +$301K +20,000 New
Bank of America
17
Bank of America
North Carolina
$281K +$42.4K +2,816 +18%
SFS
18
Shaker Financial Services
Virginia
$201K -$44.2K -2,936 -18%
Citigroup
19
Citigroup
New York
$195K +$80.5K +5,351 +69%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$173K +$176K +11,666 New
Barclays
21
Barclays
United Kingdom
$143K +$46.3K +3,076 +43%
U
22
UBS
Switzerland
$128K -$42.6K -2,833 -25%
Invesco
23
Invesco
Georgia
$94K -$146K -9,691 -60%
OIA
24
Optimum Investment Advisors
Illinois
$22K +$22.7K +1,508 New
Ameriprise
25
Ameriprise
Minnesota
$14K