SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

29 hedge funds and large institutions have $43.5M invested in LMP Capital and Income Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 6 reducing their positions, and 1 closing their positions.

Holders
29
Holders Change
+5
Holders Change %
+20.83%
% of All Funds
0.94%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
15
Reduced
6
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$9.41M
2
WAM
2
Wolverine Asset Management
Illinois
$1.79M
3
DA
3
Doliver Advisors
Texas
$693K
4
SCM
4
Saba Capital Management
New York
$639K
5
RJA
5
Raymond James & Associates
Florida
$1.01M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$6.34M
2
LPL Financial
2
LPL Financial
California
$418K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$0
4
Invesco
4
Invesco
Georgia
$94K
5
SFS
5
Shaker Financial Services
Virginia
$201K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.46M 636,230 +17,423 +3%
AAM
2
Advisors Asset Management
Colorado
$9.41M 632,762 +219,037 +53%
GC
3
Guggenheim Capital
Illinois
$6.34M 426,009 -62,684 -13%
Lazard Asset Management
4
Lazard Asset Management
New York
$3.76M 252,936 +2,889 +1%
Cohen & Steers
5
Cohen & Steers
New York
$3.4M 228,500 +10,600 +5%
Wells Fargo
6
Wells Fargo
California
$3.35M 225,203 +3,380 +2%
WAM
7
Wolverine Asset Management
Illinois
$1.79M 120,266 +89,049 +285%
RJA
8
Raymond James & Associates
Florida
$1.01M 68,214 +32,008 +88%
DA
9
Doliver Advisors
Texas
$693K 46,585 +46,585 New
BBPWM
10
Blue Bell Private Wealth Management
Pennsylvania
$679K 45,639 +29,183 +177%
SCM
11
Saba Capital Management
New York
$639K 43,000 +43,000 New
LPL Financial
12
LPL Financial
California
$418K 28,133 -41,936 -60%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$357K 24,012 +10,281 +75%
DT
14
Diversified Trust
Tennessee
$303K 20,383 +3,900 +24%
CPA
15
Cowen Prime Advisors
New York
$297K 20,000 +5,000 +33%
CA
16
Cornerstone Advisors
North Carolina
$297K 20,000 +20,000 New
Bank of America
17
Bank of America
North Carolina
$281K 18,872 +2,816 +18%
SFS
18
Shaker Financial Services
Virginia
$201K 13,508 -2,936 -18%
Citigroup
19
Citigroup
New York
$195K 13,119 +5,351 +69%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$173K 11,666 +11,666 New
Barclays
21
Barclays
United Kingdom
$143K 10,223 +3,076 +43%
U
22
UBS
Switzerland
$128K 8,599 -2,833 -25%
Invesco
23
Invesco
Georgia
$94K 6,331 -9,691 -60%
OIA
24
Optimum Investment Advisors
Illinois
$22K 1,508 +1,508 New
Ameriprise
25
Ameriprise
Minnesota
$14K 970 – –
1
2