Guggenheim Capital’s LMP Capital and Income Fund SCD Stock Holding History

Guggenheim Capital’s Portfolio SCD Stock Details SCD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q4	–	Sell	-17,781	Closed	-$222K	–	1947
2023 Q3	$222K	Sell	17,781 -8,014	-31%	-$103K	﹤0.01%	1728
2023 Q2	$330K	Sell	25,795 -7,515	-23%	-$92.1K	﹤0.01%	1628
2023 Q1	$407K	Sell	33,310 -10,803	-24%	-$133K	﹤0.01%	1572
2022 Q4	$531K	Sell	44,113 -4,475	-9%	-$54.3K	﹤0.01%	1454
2022 Q3	$547K	Sell	48,588 -11,470	-19%	-$148K	0.01%	1439
2022 Q2	$740K	Sell	60,058 -1,394	-2%	-$18.8K	0.01%	1375
2022 Q1	$898K	Buy	61,452 +2,288	+4%	+$32.9K	0.01%	1412
2021 Q4	$900K	Buy	59,164 +20,674	+54%	+$301K	﹤0.01%	1413
2021 Q3	$530K	Buy	38,490 +12,108	+46%	+$173K	﹤0.01%	1721
2021 Q2	$381K	Buy	26,382 +6,514	+33%	+$89.7K	﹤0.01%	1928
2021 Q1	$252K	Buy	19,868 +2,615	+15%	+$31.9K	﹤0.01%	2013
2020 Q4	$201K	Buy	+17,253	New	+$189K	﹤0.01%	1953
2019 Q3	–	Sell	-47,078	Closed	-$638K	–	2141
2019 Q2	$638K	Sell	47,078 -55,637	-54%	-$735K	0.01%	1550
2019 Q1	$1.32M	Sell	102,715 -17,181	-14%	-$213K	0.01%	1250
2018 Q4	$1.28M	Sell	119,896 -13,809	-10%	-$170K	0.01%	1262
2018 Q3	$1.83M	Buy	133,705 +7,173	+6%	+$98.2K	0.01%	1289
2018 Q2	$1.63M	Sell	126,532 -12,856	-9%	-$167K	0.01%	1364
2018 Q1	$1.76M	Buy	139,388 +20,653	+17%	+$281K	﹤0.01%	1732
2017 Q4	$1.66M	Sell	118,735 -37,240	-24%	-$524K	﹤0.01%	1800
2017 Q3	$2.27M	Sell	155,975 -46,142	-23%	-$659K	0.01%	1575
2017 Q2	$2.87M	Sell	202,117 -45,509	-18%	-$651K	0.01%	1357
2017 Q1	$3.52M	Buy	247,626 +8,135	+3%	+$113K	0.01%	1238
2016 Q4	$3.18M	Buy	239,491 +48,550	+25%	+$631K	0.01%	1302
2016 Q3	$2.6M	Buy	190,941 +86,921	+84%	+$1.19M	0.01%	1444
2016 Q2	$1.37M	Buy	104,020 +86,547	+495%	+$1.09M	﹤0.01%	1820
2016 Q1	$216K	Buy	+17,473	New	+$200K	﹤0.01%	2664
2015 Q4	–	Sell	-68,325	Closed	-$831K	–	3071
2015 Q3	$831K	Sell	68,325 -16,457	-19%	-$229K	﹤0.01%	2197
2015 Q2	$1.28M	Sell	84,782 -38,271	-31%	-$628K	﹤0.01%	2089
2015 Q1	$2.06M	Sell	123,053 -57,152	-32%	-$965K	﹤0.01%	1745
2014 Q4	$3.02M	Sell	180,205 -54,789	-23%	-$913K	0.01%	1433
2014 Q3	$3.97M	Sell	234,994 -65,216	-22%	-$1.15M	0.01%	1336
2014 Q2	$5.33M	Sell	300,210 -57,499	-16%	-$965K	0.01%	1148
2014 Q1	$5.76M	Sell	357,709 -25,795	-7%	-$408K	0.02%	1054
2013 Q4	$6.05M	Sell	383,504 -42,505	-10%	-$653K	0.02%	1006
2013 Q3	$6.34M	Sell	426,009 -62,684	-13%	-$943K	0.02%	990
2013 Q2	$7.56M	Buy	+488,693	New	+$7.83M	0.03%	887

Other funds holding SCD

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $3.04B AUM 36.62% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Steward Partners Investment Advisory New York $19.6B AUM 29.84% 1-Year Est. Return

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Guggenheim Capital's SCD Position: Q4 2023 in Review

Guggenheim Capital sold out of LMP Capital and Income Fund (SCD) in Q4 2023, closing a stake of 17,781 shares — an estimated $222K sold.

Guggenheim Capital first reported a position in SCD in Q2 2013 and held it in 36 quarters. The position peaked at $7.56M in Q2 2013. 45 funds tracked by Wall St. Rank hold SCD as of Q4 2023.

Guggenheim Capital reported no remaining LMP Capital and Income Fund position as of Q4 2023 after selling out during the quarter.
Guggenheim Capital sold 17,781 LMP Capital and Income Fund shares in Q4 2023, an estimated $222K.
Guggenheim Capital first reported a position in LMP Capital and Income Fund in Q2 2013 and held it in 36 quarters.
Guggenheim Capital's LMP Capital and Income Fund position peaked at $7.56M in Q2 2013.
45 funds tracked by Wall St. Rank held LMP Capital and Income Fund as of Q4 2023.

Based on Guggenheim Capital's 13F filing for Q4 2023, filed 14 Feb 2024.