SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

39 hedge funds and large institutions have $66.4M invested in LMP Capital and Income Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
16
Reduced
9
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3.26M
2
SFS
2
Shaker Financial Services
Virginia
$1.33M
3
WAM
3
Wolverine Asset Management
Illinois
$1.32M
4
XS
4
XML Securities
Maryland
$916K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.92M

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$7.21M
2
Invesco
2
Invesco
Georgia
$1.62M
3
GC
3
Guggenheim Capital
Illinois
$1.66M
4
RCM
4
Rivernorth Capital Management
Florida
$1.25M
5
Bank of America
5
Bank of America
North Carolina
$2.1M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$12.3M 881,827 -12,535 -1%
RJA
2
Raymond James & Associates
Florida
$9.22M 661,036 +10,436 +2%
Wells Fargo
3
Wells Fargo
California
$7.21M 516,708 -442,810 -46%
AAM
4
Advisors Asset Management
Colorado
$6.15M 441,141 +15,895 +4%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.92M 352,874 +56,421 +19%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.26M 233,990 +178,067 +318%
Lazard Asset Management
7
Lazard Asset Management
New York
$2.41M 172,937 -6,500 -4%
CA
8
Cornerstone Advisors
North Carolina
$2.26M 162,215 +5,284 +3%
Bank of America
9
Bank of America
North Carolina
$2.1M 150,331 -15,418 -9%
PPA
10
Parametric Portfolio Associates
Washington
$1.8M 128,755 +2,672 +2%
GC
11
Guggenheim Capital
Illinois
$1.66M 118,735 -37,240 -24%
Invesco
12
Invesco
Georgia
$1.62M 115,759 -67,881 -37%
Cohen & Steers
13
Cohen & Steers
New York
$1.55M 111,359 +36,734 +49%
SFS
14
Shaker Financial Services
Virginia
$1.33M 95,217 +95,217 New
WAM
15
Wolverine Asset Management
Illinois
$1.32M 94,297 +94,297 New
RCM
16
Rivernorth Capital Management
Florida
$1.25M 89,235 -32,781 -27%
XS
17
XML Securities
Maryland
$916K 65,719 +65,719 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$631K 45,182 -1,040 -2%
OC
19
Oppenheimer & Co
New York
$604K 43,305 +14,385 +50%
CAS
20
Cue Advisory Services
Arizona
$528K 37,883 +347 +0.9%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$402K 28,845 +4,421 +18%
UBS Group
22
UBS Group
Switzerland
$373K 26,734 +11,459 +75%
BFM
23
Boothbay Fund Management
New York
$347K 24,878 +24,878 New
DA
24
Doliver Advisors
Texas
$324K 23,240 +23,240 New
CCP
25
Cardan Capital Partners
Colorado
$261K 18,726 +2,371 +14%
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