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SCD

LMP Capital and Income Fund

39 hedge funds and large institutions have $66.4M invested in LMP Capital and Income Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

175% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 4

78% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 9

22% more funds holding

Funds holding: 3239 (+7)

0.23% more ownership

Funds ownership: 26.25%26.48% (+0.23%)

3% less capital invested

Capital invested by funds: $68.6M → $66.4M (-$2.19M)

Holders
39
Holders Change
+7
Holders Change %
+21.88%
% of All Funds
0.88%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
16
Reduced
9
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$12.3M -$176K -12,535 -1%
RJA
2
Raymond James & Associates
Florida
$9.22M +$147K +10,436 +2%
Wells Fargo
3
Wells Fargo
California
$7.21M -$6.23M -442,810 -46%
AAM
4
Advisors Asset Management
Colorado
$6.15M +$224K +15,895 +4%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.92M +$793K +56,421 +19%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.26M +$2.5M +178,067 +318%
Lazard Asset Management
7
Lazard Asset Management
New York
$2.41M -$91.4K -6,500 -4%
CA
8
Cornerstone Advisors
North Carolina
$2.26M +$74.3K +5,284 +3%
Bank of America
9
Bank of America
North Carolina
$2.1M -$217K -15,418 -9%
PPA
10
Parametric Portfolio Associates
Washington
$1.8M +$37.6K +2,672 +2%
GC
11
Guggenheim Capital
Illinois
$1.66M -$524K -37,240 -24%
Invesco
12
Invesco
Georgia
$1.61M -$955K -67,881 -37%
Cohen & Steers
13
Cohen & Steers
New York
$1.55M +$517K +36,734 +49%
SFS
14
Shaker Financial Services
Virginia
$1.33M +$1.34M +95,217 New
WAM
15
Wolverine Asset Management
Illinois
$1.31M +$1.33M +94,297 New
RCM
16
Rivernorth Capital Management
Florida
$1.25M -$461K -32,781 -27%
XS
17
XML Securities
Maryland
$916K +$924K +65,719 New
LTFS
18
Ladenburg Thalmann Financial Services
Florida
$631K -$14.6K -1,040 -2%
OC
19
Oppenheimer & Co
New York
$604K +$202K +14,385 +50%
CAS
20
Cue Advisory Services
Arizona
$528K +$4.88K +347 +0.9%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$402K +$62.2K +4,421 +18%
UBS Group
22
UBS Group
Switzerland
$373K +$161K +11,459 +75%
BFM
23
Boothbay Fund Management
New York
$347K +$350K +24,878 New
DA
24
Doliver Advisors
Texas
$324K +$327K +23,240 New
CCP
25
Cardan Capital Partners
Colorado
$261K +$33.3K +2,371 +14%