SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

35 hedge funds and large institutions have $51.3M invested in LMP Capital and Income Fund in 2022 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 10 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
-2
Holders Change %
-5.41%
% of All Funds
0.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
10
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SPIA
1
Steward Partners Investment Advisory
New York
$961K
2
AAM
2
Advisors Asset Management
Colorado
$7.77M
3
SFS
3
Shaker Financial Services
Virginia
$868K
4
WAM
4
Wolverine Asset Management
Illinois
$508K
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$9.97M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.84M
2
CA
2
Cornerstone Advisors
North Carolina
$2.51M
3
RJA
3
Raymond James & Associates
Florida
$10M
4
GC
4
Guggenheim Capital
Illinois
$547K
5
GLLW
5
Graves Light Lenhart Wealth
Virginia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$10M 891,021 -28,720 -3%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.97M 884,660 +24,417 +3%
AAM
3
Advisors Asset Management
Colorado
$7.77M 689,578 +77,048 +13%
Morgan Stanley
4
Morgan Stanley
New York
$5.84M 518,275 -58,672 -10%
Wells Fargo
5
Wells Fargo
California
$3.49M 309,169 +2,750 +0.9%
CA
6
Cornerstone Advisors
North Carolina
$2.51M 222,502 -45,609 -17%
KIM
7
Karpus Investment Management
New York
$1.34M 118,417 +13,651 +13%
Invesco
8
Invesco
Georgia
$994K 88,175 -7,928 -8%
SPIA
9
Steward Partners Investment Advisory
New York
$961K 85,250 +84,970 +30,346%
Osaic Holdings
10
Osaic Holdings
Arizona
$943K 83,666 +13,273 +19%
ARC
11
Advisor Resource Council
Texas
$872K 77,400 – –
SFS
12
Shaker Financial Services
Virginia
$868K 76,983 +43,055 +127%
1CP
13
1607 Capital Partners
Virginia
$811K 71,923 – –
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$721K 63,966 -448 -0.7%
GC
15
Guggenheim Capital
Illinois
$547K 48,588 -11,470 -19%
WAM
16
Wolverine Asset Management
Illinois
$508K 45,077 +38,934 +634%
NA
17
NewEdge Advisors
Louisiana
$364K 32,327 +5,836 +22%
Ameriprise
18
Ameriprise
Minnesota
$352K 31,261 +2,209 +8%
PA
19
PFG Advisors
Arizona
$333K 29,528 -924 -3%
XF
20
XML Financial
Maryland
$309K 27,378 -2,269 -8%
AAS
21
Avantax Advisory Services
Texas
$280K 24,848 -2,349 -9%
Envestnet Asset Management
22
Envestnet Asset Management
Illinois
$269K 23,894 +23,894 New
LPL Financial
23
LPL Financial
California
$240K 21,318 -6,061 -22%
Bank of America
24
Bank of America
North Carolina
$222K 19,694 -1,074 -5%
ACM
25
AlphaStar Capital Management
North Carolina
$214K 19,025 – –
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