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SCD

LMP Capital and Income Fund

41 hedge funds and large institutions have $59.1M invested in LMP Capital and Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

450% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 2

28% more funds holding

Funds holding: 3241 (+9)

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

1.97% more ownership

Funds ownership: 25.01%26.98% (+2%)

13% less capital invested

Capital invested by funds: $67.8M → $59.1M (-$8.68M)

Holders
41
Holders Change
+9
Holders Change %
+28.13%
% of All Funds
1.14%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
15
Reduced
12
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$10.1M -$4.38M -314,390 -27%
Morgan Stanley
2
Morgan Stanley
New York
$7.94M -$2.12M -152,452 -19%
RJA
3
Raymond James & Associates
Florida
$7.39M +$3.6M +258,632 +74%
Wells Fargo
4
Wells Fargo
California
$4.87M +$1.88M +134,764 +51%
Invesco
5
Invesco
Georgia
$4.54M -$703K -50,493 -12%
Lazard Asset Management
6
Lazard Asset Management
New York
$4.33M +$15.9K +1,142 +0.3%
WAM
7
Wolverine Asset Management
Illinois
$3.15M +$1.22M +87,720 +51%
Cohen & Steers
8
Cohen & Steers
New York
$3.08M -$171K -12,306 -5%
1CP
9
1607 Capital Partners
Virginia
$1.54M +$1.77M +126,902 New
Bank of America
10
Bank of America
North Carolina
$1.4M +$678K +48,692 +73%
CG
11
Caprock Group
Idaho
$1.07M +$1.23M +88,237 New
RCM
12
Rivernorth Capital Management
Florida
$948K +$1.08M +77,932 New
GC
13
Guggenheim Capital
Illinois
$831K -$229K -16,457 -19%
SFS
14
Shaker Financial Services
Virginia
$712K +$139K +9,988 +21%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$694K +$494K +35,492 +165%
CA
16
Cornerstone Advisors
North Carolina
$653K +$168K +12,100 +29%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$501K +$6K +431 +1%
UBS Group
18
UBS Group
Switzerland
$491K +$238K +17,097 +74%
CAS
19
Cue Advisory Services
Arizona
$485K
UCFA
20
United Capital Financial Advisors
Texas
$473K +$52.9K +3,797 +11%
AA
21
AQR Arbitrage
Connecticut
$443K +$273K +19,609 +117%
PAG
22
Private Advisor Group
New Jersey
$440K -$53.6K -3,850 -10%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$411K -$2.09K -150 -0.4%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$393K -$47.5K -3,411 -10%
LCM
25
Landscape Capital Management
New Jersey
$358K -$49K -3,518 -11%