SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

41 hedge funds and large institutions have $59.1M invested in LMP Capital and Income Fund in 2015 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 2 closing their positions.

Holders
41
Holders Change
+9
Holders Change %
+28.13%
% of All Funds
1.15%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
12
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$7.4M
2
Wells Fargo
2
Wells Fargo
California
$4.87M
3
1CP
3
1607 Capital Partners
Virginia
$1.54M
4
CG
4
Caprock Group
Idaho
$1.07M
5
WAM
5
Wolverine Asset Management
Illinois
$3.15M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$10.1M
2
Morgan Stanley
2
Morgan Stanley
New York
$7.94M
3
Invesco
3
Invesco
Georgia
$4.54M
4
DA
4
Doliver Advisors
Texas
$330K
5
GC
5
Guggenheim Capital
Illinois
$831K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$10.1M 834,131 -314,390 -27%
Morgan Stanley
2
Morgan Stanley
New York
$7.94M 652,672 -152,452 -19%
RJA
3
Raymond James & Associates
Florida
$7.4M 608,113 +258,632 +74%
Wells Fargo
4
Wells Fargo
California
$4.87M 400,613 +134,764 +51%
Invesco
5
Invesco
Georgia
$4.54M 373,417 -50,493 -12%
Lazard Asset Management
6
Lazard Asset Management
New York
$4.33M 356,220 +1,142 +0.3%
WAM
7
Wolverine Asset Management
Illinois
$3.15M 259,049 +87,720 +51%
Cohen & Steers
8
Cohen & Steers
New York
$3.08M 253,316 -12,306 -5%
1CP
9
1607 Capital Partners
Virginia
$1.54M 126,902 +126,902 New
Bank of America
10
Bank of America
North Carolina
$1.4M 115,189 +48,692 +73%
CG
11
Caprock Group
Idaho
$1.07M 88,237 +88,237 New
RCM
12
Rivernorth Capital Management
Florida
$948K 77,932 +77,932 New
GC
13
Guggenheim Capital
Illinois
$831K 68,325 -16,457 -19%
SFS
14
Shaker Financial Services
Virginia
$712K 58,580 +9,988 +21%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$694K 57,044 +35,492 +165%
CA
16
Cornerstone Advisors
North Carolina
$653K 53,674 +12,100 +29%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$501K 41,205 +431 +1%
UBS Group
18
UBS Group
Switzerland
$491K 40,342 +17,097 +74%
CAS
19
Cue Advisory Services
Arizona
$485K 39,917 – –
UCFA
20
United Capital Financial Advisors
Texas
$473K 38,920 +3,797 +11%
AA
21
AQR Arbitrage
Connecticut
$443K 36,435 +19,609 +117%
PAG
22
Private Advisor Group
New Jersey
$440K 36,171 -3,850 -10%
TJHA
23
Thomas J. Herzfeld Advisors
Florida
$411K 33,771 -150 -0.4%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$393K 32,344 -3,411 -10%
LCM
25
Landscape Capital Management
New Jersey
$358K 29,423 -3,518 -11%
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