SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

32 hedge funds and large institutions have $68.2M invested in LMP Capital and Income Fund in 2019 Q4 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 8 reducing their positions, and 6 closing their positions.

Holders
32
Holders Change
-4
Holders Change %
-11.11%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
8
Closed
6
Calls
$3K
Puts
–
Net Calls
+$3K
Net Calls Change
+$3K

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$12.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$13.8M
3
AAM
3
Advisors Asset Management
Colorado
$6.7M
4
RJA
4
Raymond James & Associates
Florida
$14.9M
5
Invesco
5
Invesco
Georgia
$1.36M

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$3.16M
2
Wells Fargo
2
Wells Fargo
California
$5.26M
3
CIAS
3
Capital Investment Advisory Services
North Carolina
$0
4
Bank of America
4
Bank of America
North Carolina
$439K
5
AAS
5
Avantax Advisory Services
Texas
$338K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$14.9M 956,994 +62,414 +7%
Morgan Stanley
2
Morgan Stanley
New York
$13.8M 890,626 +92,375 +12%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$12.7M 814,584 +132,099 +19%
AAM
4
Advisors Asset Management
Colorado
$6.7M 431,213 +81,472 +23%
Wells Fargo
5
Wells Fargo
California
$5.26M 338,342 -49,885 -13%
PPA
6
Parametric Portfolio Associates
Washington
$4.07M 261,798 -3,249 -1%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$3.16M 203,330 -143,802 -41%
Invesco
8
Invesco
Georgia
$1.36M 87,789 +43,724 +99%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$893K 57,452 +4,902 +9%
SFS
10
Shaker Financial Services
Virginia
$825K 53,115 +20,820 +64%
XF
11
XML Financial
Maryland
$554K 35,639 +35,639 New
PA
12
PFG Advisors
Arizona
$553K 36,233 +327 +0.9%
Bank of America
13
Bank of America
North Carolina
$439K 28,268 -4,570 -14%
AAS
14
Avantax Advisory Services
Texas
$338K 21,674 -4,416 -17%
Ameriprise
15
Ameriprise
Minnesota
$302K 14,853 -372 -2%
UBS Group
16
UBS Group
Switzerland
$272K 17,473 +217 +1%
AG
17
Advisor Group
Arizona
$269K 17,288 – –
LPL Financial
18
LPL Financial
California
$255K 16,433 +4,187 +34%
M&T Bank
19
M&T Bank
New York
$233K 15,000 – –
PFO
20
Pathstone Family Office
New Jersey
$209K 1,346 +1,346 New
Citigroup
21
Citigroup
New York
$208K 13,393 +1,235 +10%
CIA
22
Capital Investment Advisors
Georgia
$190K 12,200 – –
AF
23
Advisornet Financial
Minnesota
$176K 11,350 – –
RJT
24
Raymond James Trust
Florida
$168K 10,839 -1,323 -11%
PAG
25
Private Advisor Group
New Jersey
$166K 10,708 -538 -5%
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