SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

39 hedge funds and large institutions have $62.4M invested in LMP Capital and Income Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 7 closing their positions.

Holders
39
Holders Change
–
Holders Change %
0%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
14
Reduced
12
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$2.38M
2
AAM
2
Advisors Asset Management
Colorado
$6.63M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.54M
4
Morgan Stanley
4
Morgan Stanley
New York
$11.7M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.87M

Top Sellers

1
CA
1
Cornerstone Advisors
North Carolina
$1.15M
2
Invesco
2
Invesco
Georgia
$887K
3
BFM
3
Boothbay Fund Management
New York
$0
4
RCM
4
Rivernorth Capital Management
Florida
$819K
5
CCP
5
Cardan Capital Partners
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.7M 924,704 +42,877 +5%
RJA
2
Raymond James & Associates
Florida
$8.59M 680,752 +19,716 +3%
Wells Fargo
3
Wells Fargo
California
$6.7M 531,025 +14,317 +3%
AAM
4
Advisors Asset Management
Colorado
$6.63M 500,478 +59,337 +13%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.87M 386,013 +33,139 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.54M 280,240 +46,250 +20%
WAM
7
Wolverine Asset Management
Illinois
$2.38M 188,472 +94,175 +100%
Lazard Asset Management
8
Lazard Asset Management
New York
$2.18M 172,937 – –
Bank of America
9
Bank of America
North Carolina
$1.82M 143,952 -6,379 -4%
PPA
10
Parametric Portfolio Associates
Washington
$1.79M 141,733 +12,978 +10%
GC
11
Guggenheim Capital
Illinois
$1.76M 139,388 +20,653 +17%
Cohen & Steers
12
Cohen & Steers
New York
$1.41M 111,359 – –
CA
13
Cornerstone Advisors
North Carolina
$1.15M 90,780 -71,435 -44%
SFS
14
Shaker Financial Services
Virginia
$1.02M 80,927 -14,290 -15%
Invesco
15
Invesco
Georgia
$887K 70,313 -45,446 -39%
RCM
16
Rivernorth Capital Management
Florida
$819K 64,910 -24,325 -27%
XS
17
XML Securities
Maryland
$804K 63,676 -2,043 -3%
OC
18
Oppenheimer & Co
New York
$622K 49,296 +5,991 +14%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$571K 45,259 +77 +0.2%
CAS
20
Cue Advisory Services
Arizona
$471K 37,283 -600 -2%
AF
21
Advisornet Financial
Minnesota
$409K 32,400 +32,400 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$361K 28,644 -201 -0.7%
DA
23
Doliver Advisors
Texas
$340K 26,904 +3,664 +16%
UBS Group
24
UBS Group
Switzerland
$322K 25,535 -1,199 -4%
Millennium Management
25
Millennium Management
New York
$258K 20,424 +20,424 New
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