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SCD

LMP Capital and Income Fund

39 hedge funds and large institutions have $62.4M invested in LMP Capital and Income Fund in 2018 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 12 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 12

0.86% more ownership

Funds ownership: 26.48%27.34% (+0.86%)

0% more funds holding

Funds holding: 3939 (0)

0% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 7

6% less capital invested

Capital invested by funds: $66.4M → $62.4M (-$4.06M)

Holders
39
Holders Change
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
14
Reduced
12
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.7M +$584K +42,877 +5%
RJA
2
Raymond James & Associates
Florida
$8.59M +$269K +19,716 +3%
Wells Fargo
3
Wells Fargo
California
$6.7M +$195K +14,317 +3%
AAM
4
Advisors Asset Management
Colorado
$6.63M +$808K +59,337 +13%
RJFSA
5
Raymond James Financial Services Advisors
Florida
$4.87M +$451K +33,139 +9%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.54M +$630K +46,250 +20%
WAM
7
Wolverine Asset Management
Illinois
$2.38M +$1.28M +94,175 +100%
Lazard Asset Management
8
Lazard Asset Management
New York
$2.18M
Bank of America
9
Bank of America
North Carolina
$1.82M -$86.9K -6,379 -4%
PPA
10
Parametric Portfolio Associates
Washington
$1.79M +$177K +12,978 +10%
GC
11
Guggenheim Capital
Illinois
$1.76M +$281K +20,653 +17%
Cohen & Steers
12
Cohen & Steers
New York
$1.41M
CA
13
Cornerstone Advisors
North Carolina
$1.15M -$973K -71,435 -44%
SFS
14
Shaker Financial Services
Virginia
$1.02M -$195K -14,290 -15%
Invesco
15
Invesco
Georgia
$887K -$619K -45,446 -39%
RCM
16
Rivernorth Capital Management
Florida
$819K -$331K -24,325 -27%
XS
17
XML Securities
Maryland
$804K -$27.8K -2,043 -3%
OC
18
Oppenheimer & Co
New York
$622K +$81.6K +5,991 +14%
LTFS
19
Ladenburg Thalmann Financial Services
Florida
$571K +$1.05K +77 +0.2%
CAS
20
Cue Advisory Services
Arizona
$471K -$8.17K -600 -2%
AF
21
Advisornet Financial
Minnesota
$409K +$441K +32,400 New
Commonwealth Equity Services
22
Commonwealth Equity Services
Massachusetts
$361K -$2.74K -201 -0.7%
DA
23
Doliver Advisors
Texas
$340K +$49.9K +3,664 +16%
UBS Group
24
UBS Group
Switzerland
$322K -$16.3K -1,199 -4%
Millennium Management
25
Millennium Management
New York
$258K +$278K +20,424 New