SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

37 hedge funds and large institutions have $41.9M invested in LMP Capital and Income Fund in 2020 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 12 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
37
Holders Change
-2
Holders Change %
-5.13%
% of All Funds
0.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
12
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$8.89M
2
CA
2
Cornerstone Advisors
North Carolina
$1.86M
3
WAM
3
Wolverine Asset Management
Illinois
$650K
4
DA
4
Doliver Advisors
Texas
$524K
5
LPL Financial
5
LPL Financial
California
$391K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.37M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$735K
3
SFS
3
Shaker Financial Services
Virginia
$161K
4
Osaic Holdings
4
Osaic Holdings
Arizona
$616K
5
RJA
5
Raymond James & Associates
Florida
$9.6M
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$9.6M 959,241 -34,706 -3%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$8.89M 887,631 +887,631 New
Morgan Stanley
3
Morgan Stanley
New York
$6.37M 636,409 -281,808 -31%
AAM
4
Advisors Asset Management
Colorado
$5.3M 529,440 +7,528 +1%
Wells Fargo
5
Wells Fargo
California
$2.59M 258,613 +17,711 +7%
CA
6
Cornerstone Advisors
North Carolina
$1.86M 185,391 +170,291 +1,128%
Invesco
7
Invesco
Georgia
$819K 81,852 -7,714 -9%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$735K 73,475 -172,421 -70%
WAM
9
Wolverine Asset Management
Illinois
$650K 64,970 +59,369 +1,060%
Osaic Holdings
10
Osaic Holdings
Arizona
$616K 61,532 -44,080 -42%
DA
11
Doliver Advisors
Texas
$524K 52,378 +37,651 +256%
PPA
12
Parametric Portfolio Associates
Washington
$468K 46,780 -2,268 -5%
XF
13
XML Financial
Maryland
$399K 39,898 +4,259 +12%
LPL Financial
14
LPL Financial
California
$391K 39,085 +22,652 +138%
Ameriprise
15
Ameriprise
Minnesota
$376K 37,528 +20,727 +123%
PA
16
PFG Advisors
Arizona
$342K 34,222 -1,555 -4%
Bank of America
17
Bank of America
North Carolina
$245K 24,507 -2,570 -9%
AAS
18
Avantax Advisory Services
Texas
$198K 19,766 +120 +0.6%
LCM
19
Landscape Capital Management
New Jersey
$184K 18,379 -2,909 -14%
AA
20
AQR Arbitrage
Connecticut
$163K 16,298 +16,298 New
SFS
21
Shaker Financial Services
Virginia
$161K 16,065 -90,478 -85%
Truist Financial
22
Truist Financial
North Carolina
$142K 14,160 – –
CIA
23
Capital Investment Advisors
Georgia
$142K 14,200 +2,000 +16%
M&T Bank
24
M&T Bank
New York
$135K 13,500 – –
UBS Group
25
UBS Group
Switzerland
$128K 12,831 -10,425 -45%
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