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SCD

LMP Capital and Income Fund

26 hedge funds and large institutions have $64.1M invested in LMP Capital and Income Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

38% more repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 8

15% more capital invested

Capital invested by funds: $56M → $64.1M (+$8.18M)

2.43% more ownership

Funds ownership: 19.72%22.15% (+2.4%)

7% less funds holding

Funds holding: 2826 (-2)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
11
Reduced
8
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$16.9M +$3.75M +237,293 +29%
Morgan Stanley
2
Morgan Stanley
New York
$11.5M +$450K +28,456 +4%
Lazard Asset Management
3
Lazard Asset Management
New York
$7.78M -$231K -14,640 -3%
GC
4
Guggenheim Capital
Illinois
$5.76M -$408K -25,795 -7%
Wells Fargo
5
Wells Fargo
California
$5.21M +$1.72M +108,841 +51%
WAM
6
Wolverine Asset Management
Illinois
$3.31M +$271K +17,116 +9%
Cohen & Steers
7
Cohen & Steers
New York
$3.19M
RJA
8
Raymond James & Associates
Florida
$2.2M +$736K +46,570 +52%
CA
9
Cornerstone Advisors
North Carolina
$1.6M +$636K +40,237 +68%
Invesco
10
Invesco
Georgia
$911K +$188K +11,890 +27%
DA
11
Doliver Advisors
Texas
$871K +$855K +54,100 New
SCM
12
Saba Capital Management
New York
$867K
PAG
13
Private Advisor Group
New Jersey
$839K -$24.9K -1,578 -3%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$779K +$336K +21,251 +78%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$776K -$35.9K -2,268 -4%
LPL Financial
16
LPL Financial
California
$299K -$141K -8,949 -33%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$283K +$60.5K +3,830 +28%
Bank of America
18
Bank of America
North Carolina
$275K -$28.6K -1,806 -10%
TC
19
TFS Capital
Pennsylvania
$259K +$28.7K +1,817 +13%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$230K +$226K +14,284 New
U
21
UBS
Switzerland
$126K -$12.9K -818 -9%
Citigroup
22
Citigroup
New York
$120K -$79.9K -5,051 -40%
AIG
23
American International Group
New York
$40.7K +$36.6K +2,314 +1,081%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$24K
TRCT
25
Tower Research Capital (TRC)
New York
$8K +$7.91K +500 New