SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

26 hedge funds and large institutions have $64.1M invested in LMP Capital and Income Fund in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 8 reducing their positions, and 4 closing their positions.

Holders
26
Holders Change
-2
Holders Change %
-7.14%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
11
Reduced
8
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$16.9M
2
Wells Fargo
2
Wells Fargo
California
$5.21M
3
DA
3
Doliver Advisors
Texas
$871K
4
RJA
4
Raymond James & Associates
Florida
$2.2M
5
CA
5
Cornerstone Advisors
North Carolina
$1.6M

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$0
2
GC
2
Guggenheim Capital
Illinois
$5.76M
3
CPA
3
Cowen Prime Advisors
New York
$0
4
Lazard Asset Management
4
Lazard Asset Management
New York
$7.78M
5
Barclays
5
Barclays
United Kingdom
$0
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$16.9M 1,048,954 +237,293 +29%
Morgan Stanley
2
Morgan Stanley
New York
$11.5M 713,301 +28,456 +4%
Lazard Asset Management
3
Lazard Asset Management
New York
$7.78M 483,179 -14,640 -3%
GC
4
Guggenheim Capital
Illinois
$5.76M 357,709 -25,795 -7%
Wells Fargo
5
Wells Fargo
California
$5.21M 323,313 +108,841 +51%
WAM
6
Wolverine Asset Management
Illinois
$3.32M 205,904 +17,116 +9%
Cohen & Steers
7
Cohen & Steers
New York
$3.19M 198,140 – –
RJA
8
Raymond James & Associates
Florida
$2.2M 136,694 +46,570 +52%
CA
9
Cornerstone Advisors
North Carolina
$1.6M 99,416 +40,237 +68%
Invesco
10
Invesco
Georgia
$911K 56,582 +11,890 +27%
DA
11
Doliver Advisors
Texas
$871K 54,100 +54,100 New
SCM
12
Saba Capital Management
New York
$867K 53,863 – –
PAG
13
Private Advisor Group
New Jersey
$839K 52,118 -1,578 -3%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$779K 48,381 +21,251 +78%
BBPWM
15
Blue Bell Private Wealth Management
Pennsylvania
$776K 48,175 -2,268 -4%
LPL Financial
16
LPL Financial
California
$299K 18,557 -8,949 -33%
Royal Bank of Canada
17
Royal Bank of Canada
Ontario, Canada
$283K 17,550 +3,830 +28%
Bank of America
18
Bank of America
North Carolina
$275K 17,037 -1,806 -10%
TC
19
TFS Capital
Pennsylvania
$259K 16,066 +1,817 +13%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$230K 14,284 +14,284 New
U
21
UBS
Switzerland
$126K 7,828 -818 -9%
Citigroup
22
Citigroup
New York
$120K 7,466 -5,051 -40%
AIG
23
American International Group
New York
$40.7K 2,528 +2,314 +1,081%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$24K 1,500 – –
TRCT
25
Tower Research Capital (TRC)
New York
$8K 500 +500 New
1
2