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SCD

LMP Capital and Income Fund

34 hedge funds and large institutions have $53.7M invested in LMP Capital and Income Fund in 2019 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

2.5% less ownership

Funds ownership: 24.51%22% (-2.5%)

6% less capital invested

Capital invested by funds: $56.9M → $53.7M (-$3.23M)

17% less funds holding

Funds holding: 4134 (-7)

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
34
Holders Change
-7
Holders Change %
-17.07%
% of All Funds
0.74%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
11
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$11.9M +$567K +42,909 +5%
Morgan Stanley
2
Morgan Stanley
New York
$10.7M -$729K -55,176 -7%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$8.46M +$396K +29,936 +5%
Wells Fargo
4
Wells Fargo
California
$5.6M +$345K +26,114 +7%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$5.06M -$18.8K -1,425 -0.4%
AAM
6
Advisors Asset Management
Colorado
$3.54M -$510K -38,614 -13%
PPA
7
Parametric Portfolio Associates
Washington
$3.14M +$642K +48,530 +27%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$714K +$32.8K +2,478 +5%
GC
9
Guggenheim Capital
Illinois
$638K -$735K -55,637 -54%
Invesco
10
Invesco
Georgia
$577K +$563K +42,587 New
Bank of America
11
Bank of America
North Carolina
$566K -$1.34M -101,272 -71%
PA
12
PFG Advisors
Arizona
$496K
UBS Group
13
UBS Group
Switzerland
$331K +$114K +8,625 +55%
AAS
14
Avantax Advisory Services
Texas
$212K +$207K +15,646 New
AG
15
Advisor Group
Arizona
$210K -$23.8K -1,800 -10%
M&T Bank
16
M&T Bank
New York
$203K +$19.8K +1,500 +11%
LPL Financial
17
LPL Financial
California
$201K +$53.9K +4,080 +38%
Citigroup
18
Citigroup
New York
$194K +$39.5K +2,985 +26%
PAG
19
Private Advisor Group
New Jersey
$172K +$436 +33 +0.3%
CIA
20
Capital Investment Advisors
Georgia
$165K
AF
21
Advisornet Financial
Minnesota
$154K -$7.93K -600 -5%
RJT
22
Raymond James Trust
Florida
$151K -$7.5K -567 -5%
LWM
23
Liberty Wealth Management
California
$65K +$1.51K +114 +2%
RCAG
24
Rehmann Capital Advisory Group
Michigan
$46.9K +$1.08K +82 +2%
QCIG
25
Quad-Cities Investment Group
Iowa
$32K +$740 +56 +2%

SCD Hedge Fund Activity: Q2 2019 in Review

34 of the 4,604 institutional investors tracked by Wall St. Rank reported a position in LMP Capital and Income Fund (SCD) for Q2 2019, worth a combined $53.7M — down 5.7% from $56.9M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of SCD and 4 opened new positions — a net loss of 7 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Parametric Portfolio Associates, adding an estimated $642K. The largest seller was Lazard Asset Management, exiting entirely with an estimated $1.78M sold.

  • 34 institutional investors held LMP Capital and Income Fund (SCD) as of Q2 2019, down from 41 in Q1 2019.
  • Funds reported $53.7M of LMP Capital and Income Fund stock for Q2 2019, down 5.7% quarter-over-quarter.
  • 4 funds opened new LMP Capital and Income Fund positions in Q2 2019 and 11 closed out, a net change of -7 holders.
  • The largest LMP Capital and Income Fund buyer in Q2 2019 was Parametric Portfolio Associates, an estimated $642K added.
  • The largest LMP Capital and Income Fund seller in Q2 2019 was Lazard Asset Management, an estimated $1.78M sold.

Based on aggregated 13F filings for Q2 2019.