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SCD

LMP Capital and Income Fund

40 hedge funds and large institutions have $71.1M invested in LMP Capital and Income Fund in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $73.8M → $71.1M (-$2.66M)

2.24% less ownership

Funds ownership: 31.26%29.02% (-2.2%)

15% less funds holding

Funds holding: 4740 (-7)

35% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 20

75% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 8

Holders
40
Holders Change
-7
Holders Change %
-14.89%
% of All Funds
1.07%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
2
Increased
13
Reduced
20
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$11.5M +$2.3M +168,406 +25%
Wells Fargo
2
Wells Fargo
California
$10.3M -$263K -19,259 -2%
RJA
3
Raymond James & Associates
Florida
$8.93M +$283K +20,755 +3%
RCM
4
Rivernorth Capital Management
Florida
$7.26M -$770K -56,450 -10%
Lazard Asset Management
5
Lazard Asset Management
New York
$4.7M -$55.7K -4,086 -1%
CA
6
Cornerstone Advisors
North Carolina
$4.03M
Invesco
7
Invesco
Georgia
$3.45M +$141K +10,356 +4%
Cohen & Steers
8
Cohen & Steers
New York
$3.28M
Bank of America
9
Bank of America
North Carolina
$2.63M -$354K -25,926 -12%
GC
10
Guggenheim Capital
Illinois
$2.6M +$1.19M +86,921 +84%
1CP
11
1607 Capital Partners
Virginia
$1.99M -$62.7K -4,600 -3%
AAM
12
Advisors Asset Management
Colorado
$1.94M -$1.03M -75,389 -35%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.87M +$262K +19,217 +16%
MC
14
Matisse Capital
Oregon
$1.58M -$770K -56,480 -33%
CAS
15
Cue Advisory Services
Arizona
$531K +$8.18K +600 +2%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$420K -$20.7K -1,515 -5%
OC
17
Oppenheimer & Co
New York
$398K +$70.1K +5,143 +21%
CCM
18
Coe Capital Management
Illinois
$378K
MFS
19
MSI Financial Services
Massachusetts
$322K +$305K +22,329 +1,697%
PAG
20
Private Advisor Group
New Jersey
$321K -$10.9K -800 -3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$299K -$146K -10,710 -36%
LCM
22
Landscape Capital Management
New Jersey
$289K -$1.29M -94,304 -82%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$289K -$121K -8,837 -29%
AA
24
AQR Arbitrage
Connecticut
$231K -$313K -22,966 -58%
UBS Group
25
UBS Group
Switzerland
$178K +$1.77K +130 +1%