SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

40 hedge funds and large institutions have $71.1M invested in LMP Capital and Income Fund in 2016 Q3 according to their latest regulatory filings, with 2 funds opening new positions, 13 increasing their positions, 20 reducing their positions, and 8 closing their positions.

Holders
40
Holders Change
-7
Holders Change %
-14.89%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
2
Increased
13
Reduced
20
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.5M
2
GC
2
Guggenheim Capital
Illinois
$2.6M
3
MFS
3
MSI Financial Services
Massachusetts
$322K
4
RJA
4
Raymond James & Associates
Florida
$8.93M
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$1.87M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
LCM
2
Landscape Capital Management
New Jersey
$289K
3
MIG
3
Mariner Investment Group
New York
$141K
4
AAM
4
Advisors Asset Management
Colorado
$1.94M
5
MC
5
Matisse Capital
Oregon
$1.58M
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$11.5M 843,558 +168,406 +25%
Wells Fargo
2
Wells Fargo
California
$10.3M 756,654 -19,259 -2%
RJA
3
Raymond James & Associates
Florida
$8.93M 654,939 +20,755 +3%
RCM
4
Rivernorth Capital Management
Florida
$7.26M 532,647 -56,450 -10%
Lazard Asset Management
5
Lazard Asset Management
New York
$4.7M 345,146 -4,086 -1%
CA
6
Cornerstone Advisors
North Carolina
$4.03M 295,693 – –
Invesco
7
Invesco
Georgia
$3.45M 253,244 +10,356 +4%
Cohen & Steers
8
Cohen & Steers
New York
$3.28M 240,611 – –
Bank of America
9
Bank of America
North Carolina
$2.63M 192,921 -25,926 -12%
GC
10
Guggenheim Capital
Illinois
$2.6M 190,941 +86,921 +84%
1CP
11
1607 Capital Partners
Virginia
$1.99M 146,121 -4,600 -3%
AAM
12
Advisors Asset Management
Colorado
$1.94M 142,544 -75,389 -35%
RJFSA
13
Raymond James Financial Services Advisors
Florida
$1.87M 137,186 +19,217 +16%
MC
14
Matisse Capital
Oregon
$1.58M 116,032 -56,480 -33%
CAS
15
Cue Advisory Services
Arizona
$531K 38,923 +600 +2%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$420K 30,797 -1,515 -5%
OC
17
Oppenheimer & Co
New York
$398K 29,168 +5,143 +21%
CCM
18
Coe Capital Management
Illinois
$378K 30,000 – –
MFS
19
MSI Financial Services
Massachusetts
$322K 23,645 +22,329 +1,697%
PAG
20
Private Advisor Group
New Jersey
$321K 24,171 -800 -3%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$299K 19,170 -10,710 -36%
LCM
22
Landscape Capital Management
New Jersey
$289K 21,171 -94,304 -82%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$289K 21,245 -8,837 -29%
AA
24
AQR Arbitrage
Connecticut
$231K 16,951 -22,966 -58%
UBS Group
25
UBS Group
Switzerland
$178K 13,055 +130 +1%
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