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SCD

LMP Capital and Income Fund

36 hedge funds and large institutions have $58M invested in LMP Capital and Income Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 8

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

8% more capital invested

Capital invested by funds: $53.7M → $58M (+$4.33M)

6% more funds holding

Funds holding: 3436 (+2)

0.86% more ownership

Funds ownership: 22%22.86% (+0.86%)

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
14
Reduced
8
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$12.6M +$255K +18,554 +2%
Morgan Stanley
2
Morgan Stanley
New York
$11.3M +$92.9K +6,758 +0.9%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.63M +$808K +58,764 +9%
Wells Fargo
4
Wells Fargo
California
$5.48M -$343K -24,976 -6%
AAM
5
Advisors Asset Management
Colorado
$4.93M +$1.22M +88,668 +34%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.9M -$362K -26,358 -7%
PPA
7
Parametric Portfolio Associates
Washington
$3.74M +$462K +33,579 +15%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$742K -$2.15K -156 -0.3%
Invesco
9
Invesco
Georgia
$622K +$20.3K +1,478 +3%
PA
10
PFG Advisors
Arizona
$492K +$41 +3 +0%
Bank of America
11
Bank of America
North Carolina
$463K -$123K -8,908 -21%
SFS
12
Shaker Financial Services
Virginia
$456K +$444K +32,295 New
AAS
13
Avantax Advisory Services
Texas
$366K +$144K +10,444 +67%
AG
14
Advisor Group
Arizona
$244K +$24.8K +1,800 +12%
UBS Group
15
UBS Group
Switzerland
$243K -$98.4K -7,152 -29%
Ameriprise
16
Ameriprise
Minnesota
$215K +$209K +15,225 New
M&T Bank
17
M&T Bank
New York
$212K
LPL Financial
18
LPL Financial
California
$173K -$35.7K -2,596 -17%
Citigroup
19
Citigroup
New York
$172K -$29.4K -2,139 -15%
CIA
20
Capital Investment Advisors
Georgia
$172K
RJT
21
Raymond James Trust
Florida
$172K +$13.8K +1,000 +9%
AF
22
Advisornet Financial
Minnesota
$160K
PAG
23
Private Advisor Group
New Jersey
$159K -$20.2K -1,468 -12%
CIAS
24
Capital Investment Advisory Services
North Carolina
$88K +$85.7K +6,233 New
LWM
25
Liberty Wealth Management
California
$69K +$1.51K +110 +2%

SCD Hedge Fund Activity: Q3 2019 in Review

36 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in LMP Capital and Income Fund (SCD) for Q3 2019, worth a combined $58M — up 8.1% from $53.7M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new SCD positions and 3 closed out — a net gain of 2 holders — while 14 added to existing stakes and 8 trimmed.

The largest buyer was Advisors Asset Management, adding an estimated $1.22M. The largest seller was Guggenheim Capital, exiting entirely with an estimated $638K sold.

  • 36 institutional investors held LMP Capital and Income Fund (SCD) as of Q3 2019, up from 34 in Q2 2019.
  • Funds reported $58M of LMP Capital and Income Fund stock for Q3 2019, up 8.1% quarter-over-quarter.
  • 5 funds opened new LMP Capital and Income Fund positions in Q3 2019 and 3 closed out, a net change of +2 holders.
  • The largest LMP Capital and Income Fund buyer in Q3 2019 was Advisors Asset Management, an estimated $1.22M added.
  • The largest LMP Capital and Income Fund seller in Q3 2019 was Guggenheim Capital, an estimated $638K sold.

Based on aggregated 13F filings for Q3 2019.