SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

36 hedge funds and large institutions have $58M invested in LMP Capital and Income Fund in 2019 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 8 reducing their positions, and 3 closing their positions.

Holders
36
Holders Change
+2
Holders Change %
+5.88%
% of All Funds
0.79%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
8
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$4.94M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.63M
3
PPA
3
Parametric Portfolio Associates
Washington
$3.74M
4
SFS
4
Shaker Financial Services
Virginia
$456K
5
RJA
5
Raymond James & Associates
Florida
$12.6M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$0
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$4.9M
3
Wells Fargo
3
Wells Fargo
California
$5.48M
4
Bank of America
4
Bank of America
North Carolina
$463K
5
UBS Group
5
UBS Group
Switzerland
$243K
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$12.6M 894,580 +18,554 +2%
Morgan Stanley
2
Morgan Stanley
New York
$11.3M 798,251 +6,758 +0.9%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$9.63M 682,485 +58,764 +9%
Wells Fargo
4
Wells Fargo
California
$5.48M 388,227 -24,976 -6%
AAM
5
Advisors Asset Management
Colorado
$4.94M 349,741 +88,668 +34%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$4.9M 347,132 -26,358 -7%
PPA
7
Parametric Portfolio Associates
Washington
$3.74M 265,047 +33,579 +15%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$742K 52,550 -156 -0.3%
Invesco
9
Invesco
Georgia
$622K 44,065 +1,478 +3%
PA
10
PFG Advisors
Arizona
$492K 35,906 +3 +0%
Bank of America
11
Bank of America
North Carolina
$463K 32,838 -8,908 -21%
SFS
12
Shaker Financial Services
Virginia
$456K 32,295 +32,295 New
AAS
13
Avantax Advisory Services
Texas
$366K 26,090 +10,444 +67%
AG
14
Advisor Group
Arizona
$244K 17,288 +1,800 +12%
UBS Group
15
UBS Group
Switzerland
$243K 17,256 -7,152 -29%
Ameriprise
16
Ameriprise
Minnesota
$215K 15,225 +15,225 New
M&T Bank
17
M&T Bank
New York
$212K 15,000 – –
LPL Financial
18
LPL Financial
California
$173K 12,246 -2,596 -17%
Citigroup
19
Citigroup
New York
$172K 12,158 -2,139 -15%
CIA
20
Capital Investment Advisors
Georgia
$172K 12,200 – –
RJT
21
Raymond James Trust
Florida
$172K 12,162 +1,000 +9%
AF
22
Advisornet Financial
Minnesota
$160K 11,350 – –
PAG
23
Private Advisor Group
New Jersey
$159K 11,246 -1,468 -12%
CIAS
24
Capital Investment Advisory Services
North Carolina
$88K 6,233 +6,233 New
LWM
25
Liberty Wealth Management
California
$69K 4,887 +110 +2%
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