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SCD

LMP Capital and Income Fund

43 hedge funds and large institutions have $50.8M invested in LMP Capital and Income Fund in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 5

30% more funds holding

Funds holding: 3343 (+10)

1.02% more ownership

Funds ownership: 25.4%26.42% (+1%)

19% less capital invested

Capital invested by funds: $62.4M → $50.8M (-$11.6M)

56% less repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 16

Holders
43
Holders Change
+10
Holders Change %
+30.3%
% of All Funds
0.96%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
7
Reduced
16
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$9.01M -$1.29M -104,791 -11%
RJA
2
Raymond James & Associates
Florida
$8.47M +$248K +20,130 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.82M +$737K +59,900 +12%
AAM
4
Advisors Asset Management
Colorado
$5.42M -$558K -45,337 -8%
Wells Fargo
5
Wells Fargo
California
$4.69M -$165K -13,431 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.33M -$259K -21,041 -6%
WAM
7
Wolverine Asset Management
Illinois
$1.7M +$1.96M +159,426 New
PPA
8
Parametric Portfolio Associates
Washington
$1.7M -$224K -18,230 -10%
Lazard Asset Management
9
Lazard Asset Management
New York
$1.48M
Bank of America
10
Bank of America
North Carolina
$1.46M -$74.4K -6,045 -4%
GC
11
Guggenheim Capital
Illinois
$1.28M -$170K -13,809 -10%
KIM
12
Karpus Investment Management
New York
$859K +$990K +80,437 New
CRC
13
Curi RMB Capital
Illinois
$615K +$708K +57,591 New
LCM
14
Landscape Capital Management
New Jersey
$612K +$704K +57,267 New
1CP
15
1607 Capital Partners
Virginia
$578K +$666K +54,100 New
OC
16
Oppenheimer & Co
New York
$534K +$106K +8,600 +21%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$506K +$10.9K +883 +2%
Cohen & Steers
18
Cohen & Steers
New York
$487K -$955K -77,625 -63%
PA
19
PFG Advisors
Arizona
$444K +$438K +35,626 New
AF
20
Advisornet Financial
Minnesota
$248K -$66.4K -5,400 -19%
UBS Group
21
UBS Group
Switzerland
$190K -$37.9K -3,082 -15%
AG
22
Advisor Group
Arizona
$185K -$17.1K -1,386 -7%
WAM
23
Weiss Asset Management
Massachusetts
$154K +$177K +14,411 New
M&T Bank
24
M&T Bank
New York
$144K +$24.6K +2,000 +17%
PAG
25
Private Advisor Group
New Jersey
$135K +$849 +69 +0.5%