SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

43 hedge funds and large institutions have $50.8M invested in LMP Capital and Income Fund in 2018 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 7 increasing their positions, 16 reducing their positions, and 5 closing their positions.

Holders
43
Holders Change
+10
Holders Change %
+30.3%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
15
Increased
7
Reduced
16
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$1.7M
2
KIM
2
Karpus Investment Management
New York
$859K
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.82M
4
CRC
4
Curi RMB Capital
Illinois
$615K
5
LCM
5
Landscape Capital Management
New Jersey
$612K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$9.01M
2
Cohen & Steers
2
Cohen & Steers
New York
$487K
3
CAS
3
Cue Advisory Services
Arizona
$0
4
AAM
4
Advisors Asset Management
Colorado
$5.42M
5
CA
5
Cornerstone Advisors
North Carolina
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$9.01M 843,579 -104,791 -11%
RJA
2
Raymond James & Associates
Florida
$8.48M 793,499 +20,130 +3%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$5.82M 545,067 +59,900 +12%
AAM
4
Advisors Asset Management
Colorado
$5.42M 507,037 -45,337 -8%
Wells Fargo
5
Wells Fargo
California
$4.69M 438,915 -13,431 -3%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$3.33M 311,256 -21,041 -6%
WAM
7
Wolverine Asset Management
Illinois
$1.7M 159,426 +159,426 New
PPA
8
Parametric Portfolio Associates
Washington
$1.7M 159,230 -18,230 -10%
Lazard Asset Management
9
Lazard Asset Management
New York
$1.48M 138,402 – –
Bank of America
10
Bank of America
North Carolina
$1.46M 136,363 -6,045 -4%
GC
11
Guggenheim Capital
Illinois
$1.28M 119,896 -13,809 -10%
KIM
12
Karpus Investment Management
New York
$859K 80,437 +80,437 New
CRC
13
Curi RMB Capital
Illinois
$615K 57,591 +57,591 New
LCM
14
Landscape Capital Management
New Jersey
$612K 57,267 +57,267 New
1CP
15
1607 Capital Partners
Virginia
$578K 54,100 +54,100 New
OC
16
Oppenheimer & Co
New York
$534K 50,040 +8,600 +21%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$506K 47,305 +883 +2%
Cohen & Steers
18
Cohen & Steers
New York
$487K 45,580 -77,625 -63%
PA
19
PFG Advisors
Arizona
$444K 35,626 +35,626 New
AF
20
Advisornet Financial
Minnesota
$248K 23,250 -5,400 -19%
UBS Group
21
UBS Group
Switzerland
$190K 17,804 -3,082 -15%
AG
22
Advisor Group
Arizona
$185K 17,288 -1,386 -7%
WAM
23
Weiss Asset Management
Massachusetts
$154K 14,411 +14,411 New
M&T Bank
24
M&T Bank
New York
$144K 13,500 +2,000 +17%
PAG
25
Private Advisor Group
New Jersey
$135K 12,681 +69 +0.5%
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