SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

36 hedge funds and large institutions have $58.1M invested in LMP Capital and Income Fund in 2021 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 8 increasing their positions, 13 reducing their positions, and 12 closing their positions.

Holders
36
Holders Change
-6
Holders Change %
-14.29%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
8
Reduced
13
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$4.61M
2
PPA
2
Parametric Portfolio Associates
Washington
$1.51M
3
1CP
3
1607 Capital Partners
Virginia
$766K
4
RCM
4
Rivernorth Capital Management
Florida
$545K
5
AAM
5
Advisors Asset Management
Colorado
$6.13M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$9.89M
2
SFS
2
Shaker Financial Services
Virginia
$0
3
WAM
3
Wolverine Asset Management
Illinois
$2.37M
4
Wells Fargo
4
Wells Fargo
California
$5.4M
5
Bank of Montreal
5
Bank of Montreal
Ontario, Canada
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$11.1M 870,717 -3,287 -0.4%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$9.89M 778,330 -134,795 -15%
AAM
3
Advisors Asset Management
Colorado
$6.13M 482,789 +31,186 +7%
Wells Fargo
4
Wells Fargo
California
$5.4M 425,230 -38,802 -8%
Morgan Stanley
5
Morgan Stanley
New York
$5.38M 423,379 +8,748 +2%
CA
6
Cornerstone Advisors
North Carolina
$4.97M 391,118 -10,000 -2%
KIM
7
Karpus Investment Management
New York
$4.61M 362,670 +130,110 +56%
WAM
8
Wolverine Asset Management
Illinois
$2.37M 186,248 -51,147 -22%
PPA
9
Parametric Portfolio Associates
Washington
$1.51M 118,932 +91,986 +341%
Osaic Holdings
10
Osaic Holdings
Arizona
$772K 60,772 +2,482 +4%
1CP
11
1607 Capital Partners
Virginia
$766K 60,323 +60,323 New
AA
12
AQR Arbitrage
Connecticut
$610K 48,036 -12,884 -21%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$580K 45,726 -388 -0.8%
RCM
14
Rivernorth Capital Management
Florida
$545K 42,944 +42,944 New
Ameriprise
15
Ameriprise
Minnesota
$450K 35,431 +200 +0.6%
PA
16
PFG Advisors
Arizona
$397K 31,275 -1,594 -5%
AAS
17
Avantax Advisory Services
Texas
$374K 29,568 -1,900 -6%
XF
18
XML Financial
Maryland
$348K 27,378 -6,494 -19%
Bank of America
19
Bank of America
North Carolina
$319K 25,124 +4,700 +23%
GC
20
Guggenheim Capital
Illinois
$252K 19,868 +2,615 +15%
LPL Financial
21
LPL Financial
California
$213K 16,754 -405 -2%
ACM
22
AlphaStar Capital Management
North Carolina
$212K 16,353 +16,353 New
Truist Financial
23
Truist Financial
North Carolina
$180K 14,160 – –
CIA
24
Capital Investment Advisors
Georgia
$180K 14,200 – –
GLLW
25
Graves Light Lenhart Wealth
Virginia
$107K 8,429 – –
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