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SCD

LMP Capital and Income Fund

45 hedge funds and large institutions have $69.9M invested in LMP Capital and Income Fund in 2021 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 12 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 5

25% more funds holding

Funds holding: 3645 (+9)

20% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 10

14% more capital invested

Capital invested by funds: $61.2M → $69.9M (+$8.7M)

0.85% more ownership

Funds ownership: 24.77%25.61% (+0.85%)

Holders
45
Holders Change
+9
Holders Change %
+25%
% of All Funds
0.69%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
15
Increased
12
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
1
Raymond James & Associates
Florida
$13.9M +$226K +15,528 +2%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$13.2M +$449K +30,804 +4%
AAM
3
Advisors Asset Management
Colorado
$9.43M +$628K +43,142 +7%
Morgan Stanley
4
Morgan Stanley
New York
$6.9M +$99.6K +6,841 +2%
Wells Fargo
5
Wells Fargo
California
$4.67M -$413K -28,380 -8%
CA
6
Cornerstone Advisors
North Carolina
$4.57M +$510K +35,000 +13%
SFS
7
Shaker Financial Services
Virginia
$2.39M -$1.21M -83,013 -35%
PPA
8
Parametric Portfolio Associates
Washington
$1.98M +$214K +14,683 +13%
KIM
9
Karpus Investment Management
New York
$1.27M -$142K -9,732 -10%
ARC
10
Advisor Resource Council
Texas
$1.15M
Osaic Holdings
11
Osaic Holdings
Arizona
$1.1M +$104K +7,168 +11%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$988K +$67.3K +4,625 +8%
Invesco
13
Invesco
Georgia
$966K +$469K +32,203 +103%
GC
14
Guggenheim Capital
Illinois
$900K +$301K +20,674 +54%
1CP
15
1607 Capital Partners
Virginia
$891K -$24.8K -1,700 -3%
5L
16
55I LLC
Massachusetts
$849K +$813K +55,836 New
AAS
17
Avantax Advisory Services
Texas
$495K -$13.5K -925 -3%
PA
18
PFG Advisors
Arizona
$475K
Ameriprise
19
Ameriprise
Minnesota
$473K -$41.5K -2,847 -8%
NA
20
NewEdge Advisors
Louisiana
$460K +$440K +30,234 New
XF
21
XML Financial
Maryland
$451K -$7.25K -498 -2%
LPL Financial
22
LPL Financial
California
$381K +$17.1K +1,174 +5%
Bank of America
23
Bank of America
North Carolina
$367K +$91.5K +6,282 +35%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$289K +$277K +19,042 New
ACM
25
AlphaStar Capital Management
North Carolina
$242K