SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

42 hedge funds and large institutions have $55.1M invested in LMP Capital and Income Fund in 2020 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
42
Holders Change
+4
Holders Change %
+10.53%
% of All Funds
0.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
7
Increased
13
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
KIM
1
Karpus Investment Management
New York
$2.71M
2
WAM
2
Wolverine Asset Management
Illinois
$2.77M
3
SFS
3
Shaker Financial Services
Virginia
$959K
4
Bank of Montreal
4
Bank of Montreal
Ontario, Canada
$475K
5
CA
5
Cornerstone Advisors
North Carolina
$4.67M

Top Sellers

1
RJA
1
Raymond James & Associates
Florida
$10.2M
2
AAM
2
Advisors Asset Management
Colorado
$5.26M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$537K
4
Invesco
4
Invesco
Georgia
$379K
5
PPA
5
Parametric Portfolio Associates
Washington
$314K
Name Market Value Shares Shares
Change 		Shares
Change %
RJFSA
1
Raymond James Financial Services Advisors
Florida
$10.6M 913,125 +11,747 +1%
RJA
2
Raymond James & Associates
Florida
$10.2M 874,004 -62,053 -7%
Wells Fargo
3
Wells Fargo
California
$5.41M 464,032 -122 -0%
AAM
4
Advisors Asset Management
Colorado
$5.26M 451,603 -31,656 -7%
Morgan Stanley
5
Morgan Stanley
New York
$4.83M 414,631 +20,628 +5%
CA
6
Cornerstone Advisors
North Carolina
$4.67M 401,118 +33,000 +9%
WAM
7
Wolverine Asset Management
Illinois
$2.77M 237,395 +135,422 +133%
KIM
8
Karpus Investment Management
New York
$2.71M 232,560 +232,560 New
SFS
9
Shaker Financial Services
Virginia
$959K 82,288 +53,187 +183%
AA
10
AQR Arbitrage
Connecticut
$710K 60,920 +15,246 +33%
Osaic Holdings
11
Osaic Holdings
Arizona
$679K 58,290 -1,394 -2%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$537K 46,114 -15,410 -25%
Bank of Montreal
13
Bank of Montreal
Ontario, Canada
$475K 40,768 +40,768 New
Ameriprise
14
Ameriprise
Minnesota
$410K 35,231 -1,677 -5%
CRC
15
Curi RMB Capital
Illinois
$410K 35,221 +23,473 +200%
XF
16
XML Financial
Maryland
$395K 33,872 -181 -0.5%
PA
17
PFG Advisors
Arizona
$383K 32,869 -1,358 -4%
Invesco
18
Invesco
Georgia
$379K 32,495 -11,664 -26%
AAS
19
Avantax Advisory Services
Texas
$366K 31,468 +4,598 +17%
Millennium Management
20
Millennium Management
New York
$328K 28,143 +28,143 New
PPA
21
Parametric Portfolio Associates
Washington
$314K 26,946 -10,470 -28%
LCM
22
Landscape Capital Management
New Jersey
$296K 25,402 +7,829 +45%
Bank of America
23
Bank of America
North Carolina
$238K 20,424 -1,939 -9%
GC
24
Guggenheim Capital
Illinois
$201K 17,253 +17,253 New
LPL Financial
25
LPL Financial
California
$200K 17,159 +1,186 +7%
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