SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

32 hedge funds and large institutions have $67.8M invested in LMP Capital and Income Fund in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 2 closing their positions.

Holders
32
Holders Change
+3
Holders Change %
+10.34%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
14
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
WAM
1
Wolverine Asset Management
Illinois
$2.58M
2
SFS
2
Shaker Financial Services
Virginia
$733K
3
Bank of America
3
Bank of America
North Carolina
$1M
4
DA
4
Doliver Advisors
Texas
$798K
5
RJA
5
Raymond James & Associates
Florida
$5.27M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$17.3M
2
GC
2
Guggenheim Capital
Illinois
$1.28M
3
LTFS
3
Ladenburg Thalmann Financial Services
Florida
$540K
4
LPL Financial
4
LPL Financial
California
$0
5
RJFSA
5
Raymond James Financial Services Advisors
Florida
$325K
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$17.3M 1,148,521 -309,871 -21%
Morgan Stanley
2
Morgan Stanley
New York
$12.1M 805,124 +18,960 +2%
Invesco
3
Invesco
Georgia
$6.39M 423,910 -1,972 -0.5%
Lazard Asset Management
4
Lazard Asset Management
New York
$5.35M 355,078 +5,221 +1%
RJA
5
Raymond James & Associates
Florida
$5.27M 349,481 +34,420 +11%
Wells Fargo
6
Wells Fargo
California
$4.01M 265,849 +24,008 +10%
Cohen & Steers
7
Cohen & Steers
New York
$4.01M 265,622 +12,306 +5%
WAM
8
Wolverine Asset Management
Illinois
$2.58M 171,329 +171,329 New
GC
9
Guggenheim Capital
Illinois
$1.28M 84,782 -38,271 -31%
Bank of America
10
Bank of America
North Carolina
$1M 66,497 +44,092 +197%
DA
11
Doliver Advisors
Texas
$798K 52,913 +42,004 +385%
SFS
12
Shaker Financial Services
Virginia
$733K 48,592 +48,592 New
CA
13
Cornerstone Advisors
North Carolina
$627K 41,574 +1,900 +5%
Envestnet Asset Management
14
Envestnet Asset Management
Illinois
$615K 40,774 +13,026 +47%
PAG
15
Private Advisor Group
New Jersey
$604K 40,021 -2,050 -5%
CAS
16
Cue Advisory Services
Arizona
$602K 39,917 +416 +1%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$540K 35,755 -13,599 -28%
UCFA
18
United Capital Financial Advisors
Texas
$530K 35,123 +13,666 +64%
TJHA
19
Thomas J. Herzfeld Advisors
Florida
$512K 33,921 -224 -0.7%
LCM
20
Landscape Capital Management
New Jersey
$497K 32,941 +32,941 New
BBPWM
21
Blue Bell Private Wealth Management
Pennsylvania
$488K 32,364 -2,981 -8%
UBS Group
22
UBS Group
Switzerland
$351K 23,245 -1,038 -4%
RJFSA
23
Raymond James Financial Services Advisors
Florida
$325K 21,552 -4,917 -19%
SCM
24
Saba Capital Management
New York
$282K 18,712 – –
AA
25
AQR Arbitrage
Connecticut
$254K 16,826 +16,826 New
1
2