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SCD

LMP Capital and Income Fund

30 hedge funds and large institutions have $72.6M invested in LMP Capital and Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

15% more funds holding

Funds holding: 2630 (+4)

13% more capital invested

Capital invested by funds: $64.1M → $72.6M (+$8.46M)

0.61% more ownership

Funds ownership: 22.15%22.76% (+0.61%)

23% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 13

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
10
Reduced
13
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AAM
1
Advisors Asset Management
Colorado
$23.7M +$4.86M +289,633 +28%
Morgan Stanley
2
Morgan Stanley
New York
$13.1M +$433K +25,821 +4%
Lazard Asset Management
3
Lazard Asset Management
New York
$6.04M -$2.4M -142,843 -30%
Wells Fargo
4
Wells Fargo
California
$5.53M -$197K -11,725 -4%
GC
5
Guggenheim Capital
Illinois
$5.33M -$965K -57,499 -16%
Invesco
6
Invesco
Georgia
$3.66M +$2.51M +149,666 +265%
RJA
7
Raymond James & Associates
Florida
$3.65M +$1.16M +69,155 +51%
Cohen & Steers
8
Cohen & Steers
New York
$3.52M
CA
9
Cornerstone Advisors
North Carolina
$1.74M -$25.2K -1,500 -2%
SCM
10
Saba Capital Management
New York
$956K
PAG
11
Private Advisor Group
New Jersey
$933K +$8.81K +525 +1%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$819K -$36.9K -2,201 -5%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$816K -$36.4K -2,167 -4%
WAM
14
Wolverine Asset Management
Illinois
$404K -$3.07M -183,096 -89%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$373K +$113K +6,730 +47%
TC
16
TFS Capital
Pennsylvania
$360K +$71.1K +4,234 +26%
LPL Financial
17
LPL Financial
California
$326K -$2.67K -159 -0.9%
Bank of America
18
Bank of America
North Carolina
$254K -$45.3K -2,699 -16%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$220K -$85.9K -5,118 -29%
DA
20
Doliver Advisors
Texas
$212K -$708K -42,156 -78%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$158K +$149K +8,893 New
U
22
UBS
Switzerland
$157K +$17K +1,011 +13%
Citigroup
23
Citigroup
New York
$133K +$420 +25 +0.3%
AIG
24
American International Group
New York
$122K +$73.3K +4,366 +173%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$25K -$1.66K -99 -7%