SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

30 hedge funds and large institutions have $72.6M invested in LMP Capital and Income Fund in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 13 reducing their positions, and 0 closing their positions.

Holders
30
Holders Change
+4
Holders Change %
+15.38%
% of All Funds
0.86%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
10
Reduced
13
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
AAM
1
Advisors Asset Management
Colorado
$23.7M
2
Invesco
2
Invesco
Georgia
$3.66M
3
RJA
3
Raymond James & Associates
Florida
$3.65M
4
Morgan Stanley
4
Morgan Stanley
New York
$13.1M
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$158K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$404K
2
Lazard Asset Management
2
Lazard Asset Management
New York
$6.04M
3
GC
3
Guggenheim Capital
Illinois
$5.33M
4
DA
4
Doliver Advisors
Texas
$212K
5
Wells Fargo
5
Wells Fargo
California
$5.53M
Name Market Value Shares Shares
Change 		Shares
Change %
AAM
1
Advisors Asset Management
Colorado
$23.7M 1,338,587 +289,633 +28%
Morgan Stanley
2
Morgan Stanley
New York
$13.1M 739,122 +25,821 +4%
Lazard Asset Management
3
Lazard Asset Management
New York
$6.04M 340,336 -142,843 -30%
Wells Fargo
4
Wells Fargo
California
$5.53M 311,588 -11,725 -4%
GC
5
Guggenheim Capital
Illinois
$5.33M 300,210 -57,499 -16%
Invesco
6
Invesco
Georgia
$3.66M 206,248 +149,666 +265%
RJA
7
Raymond James & Associates
Florida
$3.65M 205,849 +69,155 +51%
Cohen & Steers
8
Cohen & Steers
New York
$3.52M 198,140 – –
CA
9
Cornerstone Advisors
North Carolina
$1.74M 97,916 -1,500 -2%
SCM
10
Saba Capital Management
New York
$956K 53,863 – –
PAG
11
Private Advisor Group
New Jersey
$933K 52,643 +525 +1%
TJHA
12
Thomas J. Herzfeld Advisors
Florida
$819K 46,180 -2,201 -5%
BBPWM
13
Blue Bell Private Wealth Management
Pennsylvania
$816K 46,008 -2,167 -4%
WAM
14
Wolverine Asset Management
Illinois
$404K 22,808 -183,096 -89%
RJFSA
15
Raymond James Financial Services Advisors
Florida
$373K 21,014 +6,730 +47%
TC
16
TFS Capital
Pennsylvania
$360K 20,300 +4,234 +26%
LPL Financial
17
LPL Financial
California
$326K 18,398 -159 -0.9%
Bank of America
18
Bank of America
North Carolina
$254K 14,338 -2,699 -16%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$220K 12,432 -5,118 -29%
DA
20
Doliver Advisors
Texas
$212K 11,944 -42,156 -78%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$158K 8,893 +8,893 New
U
22
UBS
Switzerland
$157K 8,839 +1,011 +13%
Citigroup
23
Citigroup
New York
$133K 7,491 +25 +0.3%
AIG
24
American International Group
New York
$122K 6,894 +4,366 +173%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$25K 1,401 -99 -7%
1
2