SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

41 hedge funds and large institutions have $56.9M invested in LMP Capital and Income Fund in 2019 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 8 closing their positions.

Holders
41
Holders Change
-2
Holders Change %
-4.65%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
12
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$4.84M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$7.66M
3
RJA
3
Raymond James & Associates
Florida
$10.7M
4
KIM
4
Karpus Investment Management
New York
$1.52M
5
PPA
5
Parametric Portfolio Associates
Washington
$2.36M

Top Sellers

1
AAM
1
Advisors Asset Management
Colorado
$3.87M
2
WAM
2
Wolverine Asset Management
Illinois
$680K
3
Wells Fargo
3
Wells Fargo
California
$4.99M
4
1CP
4
1607 Capital Partners
Virginia
$0
5
CRC
5
Curi RMB Capital
Illinois
$249K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$10.9M 846,669 +3,090 +0.4%
RJA
2
Raymond James & Associates
Florida
$10.7M 833,117 +39,618 +5%
RJFSA
3
Raymond James Financial Services Advisors
Florida
$7.66M 593,785 +48,718 +9%
Wells Fargo
4
Wells Fargo
California
$4.99M 387,089 -51,826 -12%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$4.84M 374,915 +63,659 +20%
AAM
6
Advisors Asset Management
Colorado
$3.87M 299,687 -207,350 -41%
PPA
7
Parametric Portfolio Associates
Washington
$2.36M 182,938 +23,708 +15%
Bank of America
8
Bank of America
North Carolina
$1.85M 143,018 +6,655 +5%
Lazard Asset Management
9
Lazard Asset Management
New York
$1.79M 138,402 – –
KIM
10
Karpus Investment Management
New York
$1.52M 115,910 +35,473 +44%
GC
11
Guggenheim Capital
Illinois
$1.33M 102,715 -17,181 -14%
WAM
12
Wolverine Asset Management
Illinois
$680K 52,730 -106,696 -67%
LTFS
13
Ladenburg Thalmann Financial Services
Florida
$648K 50,228 +2,923 +6%
OC
14
Oppenheimer & Co
New York
$600K 46,499 -3,541 -7%
PA
15
PFG Advisors
Arizona
$483K 35,903 +277 +0.8%
LCM
16
Landscape Capital Management
New Jersey
$263K 20,414 -36,853 -64%
CRC
17
Curi RMB Capital
Illinois
$249K 19,318 -38,273 -66%
AG
18
Advisor Group
Arizona
$223K 17,288 – –
UBS Group
19
UBS Group
Switzerland
$204K 15,783 -2,021 -11%
Cohen & Steers
20
Cohen & Steers
New York
$178K 13,777 -31,803 -70%
M&T Bank
21
M&T Bank
New York
$174K 13,500 – –
PAG
22
Private Advisor Group
New Jersey
$164K 12,681 – –
CIA
23
Capital Investment Advisors
Georgia
$157K 12,200 – –
AF
24
Advisornet Financial
Minnesota
$154K 11,950 -11,300 -49%
RJT
25
Raymond James Trust
Florida
$151K 11,729 – –
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