SCD

LMP Capital and Income Fund
SCD

Overview Fund Activity

36 hedge funds and large institutions have $61.2M invested in LMP Capital and Income Fund in 2021 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 16 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
36
Holders Change
-6
Holders Change %
-14.29%
% of All Funds
0.63%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
16
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$3.3M
2
AAM
2
Advisors Asset Management
Colorado
$7.94M
3
RJFSA
3
Raymond James Financial Services Advisors
Florida
$11.6M
4
Morgan Stanley
4
Morgan Stanley
New York
$6.15M
5
GC
5
Guggenheim Capital
Illinois
$530K

Top Sellers

1
KIM
1
Karpus Investment Management
New York
$1.28M
2
IWM
2
IHT Wealth Management
Illinois
$0
3
AA
3
AQR Arbitrage
Connecticut
$0
4
RCM
4
Rivernorth Capital Management
Florida
$208K
5
CA
5
Cornerstone Advisors
North Carolina
$3.65M
Name Market Value Shares Shares
Change 		Shares
Change %
RJA
1
Raymond James & Associates
Florida
$12.3M 897,480 -6,236 -0.7%
RJFSA
2
Raymond James Financial Services Advisors
Florida
$11.6M 840,684 +37,574 +5%
AAM
3
Advisors Asset Management
Colorado
$7.94M 577,311 +56,766 +11%
Morgan Stanley
4
Morgan Stanley
New York
$6.15M 447,173 +20,124 +5%
Wells Fargo
5
Wells Fargo
California
$4.62M 335,391 -1,499 -0.4%
CA
6
Cornerstone Advisors
North Carolina
$3.65M 265,472 -9,168 -3%
SFS
7
Shaker Financial Services
Virginia
$3.3M 240,000 +185,685 +342%
PPA
8
Parametric Portfolio Associates
Washington
$1.59M 115,226 -116 -0.1%
KIM
9
Karpus Investment Management
New York
$1.28M 93,029 -152,882 -62%
ARC
10
Advisor Resource Council
Texas
$1.04M 75,600 -4,500 -6%
Osaic Holdings
11
Osaic Holdings
Arizona
$898K 65,204 -626 -1%
1CP
12
1607 Capital Partners
Virginia
$830K 60,323 – –
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$830K 60,358 +7,542 +14%
GC
14
Guggenheim Capital
Illinois
$530K 38,490 +12,108 +46%
Ameriprise
15
Ameriprise
Minnesota
$468K 33,977 +407 +1%
AAS
16
Avantax Advisory Services
Texas
$461K 33,504 +2,836 +9%
Invesco
17
Invesco
Georgia
$432K 31,372 +2,233 +8%
PA
18
PFG Advisors
Arizona
$430K 31,275 – –
XF
19
XML Financial
Maryland
$415K 30,145 +2,767 +10%
LPL Financial
20
LPL Financial
California
$329K 23,900 +1,506 +7%
Bank of America
21
Bank of America
North Carolina
$246K 17,866 -9 -0.1%
ACM
22
AlphaStar Capital Management
North Carolina
$239K 16,353 – –
RCM
23
Rivernorth Capital Management
Florida
$208K 15,116 -15,626 -51%
CIA
24
Capital Investment Advisors
Georgia
$208K 15,100 +500 +3%
Truist Financial
25
Truist Financial
North Carolina
$195K 14,160 – –
1
2